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1. 1 December 2014

   ICE Futures USA Financial Product Market Licence 2014

   New Zealand Financial Product Market Licence (ICE Futures Europe) 2014

2. 1 December 2014

   NZX NXT Financial Product Market Licence 2014

   NZX NXT Financial Product Market Licence 2014

3. 1 December 2014

   NZX Financial Product Market Licence 2014

   New Zealand Financial Product Market Licence (NZX Limited) 2014

4. 1 December 2014

   NZX Financial Product Market Licence 2014

   NZX Financial Product Market Licence 2014

5. 1 December 2014

   Exemption Notice 2014 - Financial Markets Conduct Act (Meridian Energy Limited Substantial Product Holder))

   Financial Markets Conduct Act (Meridian Energy Limited Substantial Product Holder) Exemption Notice 2014

6. 1 December 2014

   Review of market disclosures

   Review of market disclosures

7. 1 December 2014

   Consultation Fund update template and guidance for calculating risk indicators

   FMA consultation on a fund update template and risk indicator guidance to enhance disclosure and comparability for NZ managed funds.

8. 30 November 2014

   Exclusions under the Financial Markets Conduct Act 2013 FMC Act Summary of Schedule 1

   Exclusions under the Financial Markets Conduct Act 2013 FMC Act Summary of Schedule 1. Published November 2014.

9. 30 November 2014

   Financial regulation and registration requirements for marinas information sheet

   The Financial Markets Conduct Act 2013 (FMC Act) changes the way interests in marinas are regulated. Marinas will generally not be regulated under the FMC Act and will no longer need to register on the Financial Service Providers Register. Published November 2014.

10. 30 November 2014

    Exemption Notice - Securities Act Lloyds Banking Group

    Securities Act Exemption Notice 2014: Lloyds Banking Group.

11. 28 November 2014

    Securities Markets Act Main Board Debt Market Listing Rules Approval of Market Rules Notice 2014

    Securities Markets Act Main Board Debt Market Listing Rules Approval of Market Rules Notice 2014

12. 18 November 2014

    Exemption Notice 2014 - Financial Advisers (Australian Qualified Advisers)

    Financial Advisers (Australian Qualified Advisers) Exemption Notice 2014

13. 14 November 2014

    Exemption Notice - Securities Act Evolve Education Group Limited

    This notice is the Securities Act (Evolve Education Group Limited) Exemption Notice 2014

14. 9 November 2014

    Consultation paper personalised DIMS under the FA Act 2008

    FMA consultation on minimum standards and new conditions for AFAs offering Personalised DIMS under the Financial Advisers Act 2008.

15. 1 November 2014

    Declaration by individual relevant party such as owner

    Declaration form to be completed by an individual relevant party such as an owner when applying for a market services licence under Part 6 of the Financial Markets Conduct Act 2013 (FMC Act) and disclosure is required by relevant parties, as defined in regulation 189 of the Financial Markets Conduct Regulations 2014 (Regulations).