1. News and resources
  2. Warnings and alerts
  3. Independent Brokers LLC

Independent Brokers LLC

Page last updated: 20 Apr 2018

WEBSITE: www.independentbrokersllc.com
55 Broad Street, New York NY 10004, United States of America
REASON FOR WARNING: We recommend exercising caution before dealing with Independent Brokers LLC (IBL). We have received a report that persons purporting to be representatives of IBL have cold-called New Zealanders in breach of financial markets legislation. We are concerned that those persons have misappropriated details from a legitimate business, Independent Brokers LLC , and the website www.independentbrokersllc.com may be operating a scam. IBL is not registered to provide financial services in New Zealand. IBL is also claiming to be registered with FINRA but this registration has expired. It also claims SIPC registration but there is no evidence of this.