Regulation updates

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1. 3 July 2018

   Class legislative notices summary

   Our summary of the Financial Markets Conduct Act and Financial Adviser Act class legislative notices we have granted as at 3 July 2018. It includes exemptions, designations, frameworks or methodologies, and public accountability notices.

   https://www.fma.govt.nz/news-and-resources/regulation-updates/class-legislative-notices-summary-2/

2. 12 December 2017

   Class legislative notices summary (December 2017)

   Class legislative notices summary - 12 December 2017

   https://www.fma.govt.nz/news-and-resources/regulation-updates/class-legislative-notices-summary/

3. 16 August 2017

   Recent changes to financial markets regulations

   Changes to financial markets regulations - 16 August 2017

   https://www.fma.govt.nz/news-and-resources/regulation-updates/recent-changes-to-financial-markets-regulations/

4. 12 December 2016

   FMA legislative notices supporting the FMC Act regime up to 9 December 2016

   FMA legislative notices - 12 December 2016

   https://www.fma.govt.nz/news-and-resources/regulation-updates/regulation-update-december-9/

5. 3 October 2016

   FMA legislative notices supporting the FMC Act regime up to 30 September 2016

   Monday 3 October 2016 Read our latest Regulatory update on our legislative notices work to support businesses implementing the FMC Act. This update summarises our work on legislative notices (including exemptions, designations, public accountability notices, frameworks, and methodologies) up to the end of September 2016 to give a picture of our progress and plans to implement notices to support the FMC Act regime.  It provides a summary of: legislativ...

   https://www.fma.govt.nz/news-and-resources/regulation-updates/regulation-update-september-2016/

6. 15 August 2016

   FMA legislative notices supporting the FMC Act regime - August 2016

   Read our latest Regulatory update on our legislative notices work to support businesses implementing the FMC Act. This consolidates information to 15 August 2016 to give a picture of our progress and plans.

   https://www.fma.govt.nz/news-and-resources/regulation-updates/fma-legislative-notices-supporting-the-fmc-act-regime-august-2016/

7. 13 June 2016

   FMA approves class exemptions that recognise existing regulation of overseas issuers

   We have approved a series of class exemptions for overseas issuers which allow issuers making offers to New Zealand investors to rely on the disclosure, governance, financial reporting and audit requirements of their overseas jurisdiction where their regulatory standards are equivalent to New Zealand’s.

   https://www.fma.govt.nz/news-and-resources/regulation-updates/fma-approves-class-exemptions-that-recognise-existing-regulation-of-overseas-issuers/

8. 19 May 2016

   FMA legislative notices supporting the FMC Act regime

   To support businesses implementing the Financial Markets Conduct Act 2013 (FMC Act), the FMA has been working, in consultation with the sector, on various legislative tools such as exemptions, frameworks, methodologies, public accountability notices, and designations (the FMA’s legislative tools).

   https://www.fma.govt.nz/news-and-resources/regulation-updates/fma-legislative-notices-supporting-the-fmc-act-regime/

9. 22 December 2015

   Development of legislative tools to support the FMC Act regime

   In order to fully implement the FMC Act we have been considering matters which may require support from class exemptions, frameworks, or methodologies and designations (the FMA’s legislative tools).

   https://www.fma.govt.nz/news-and-resources/regulation-updates/development-of-legislative-tools-to-support-the-fmc-act-regime/

10. 19 November 2015

    Financial Markets Conduct Regulations amended

    While the Financial Markets Conduct Regulations 2014 (FMC Regulations) covered the detail necessary for the Financial Markets Conduct Act 2013 (FMC Act) to come into force on 1 December 2014, the size and complexity of the reforms meant the Government needed to defer some non-urgent matters.

    https://www.fma.govt.nz/news-and-resources/regulation-updates/financial-markets-conduct-regulations-amended/