Regulation updates

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1. 30 June 2020

   Class legislative notices summary

   This is a periodical summary of the Financial Markets Conduct Act and Financial Adviser Act class legislative notices we have granted. It includes exemptions, designations, frameworks or methodologies, and public accountability notices.

   https://www.fma.govt.nz/news-and-resources/regulation-updates/class-legislative-notices-summary/

2. 16 August 2017

   Regulation Update: August 2017

   Read our latest update on changes to regulation in the following areas: making annual reports available to shareholders electronically; fees and levies; defined benefit schemes register obligations; civil liability and rating agency.

   https://www.fma.govt.nz/news-and-resources/regulation-updates/regulation-update-august-2017/

3. 12 December 2016

   FMA legislative notices supporting the FMC Act regime up to 9 December 2016

   FMA legislative notices - 12 December 2016

   https://www.fma.govt.nz/news-and-resources/regulation-updates/regulation-update-december-9/

4. 3 October 2016

   FMA legislative notices supporting the FMC Act regime up to 30 September 2016

   https://www.fma.govt.nz/news-and-resources/regulation-updates/regulation-update-september-2016/

5. 15 August 2016

   FMA legislative notices supporting the FMC Act regime - August 2016

   https://www.fma.govt.nz/news-and-resources/regulation-updates/fma-legislative-notices-supporting-the-fmc-act-regime-august-2016/

6. 13 June 2016

   FMA approves class exemptions that recognise existing regulation of overseas issuers

   https://www.fma.govt.nz/news-and-resources/regulation-updates/fma-approves-class-exemptions-that-recognise-existing-regulation-of-overseas-issuers/

7. 19 May 2016

   FMA legislative notices supporting the FMC Act regime

   https://www.fma.govt.nz/news-and-resources/regulation-updates/fma-legislative-notices-supporting-the-fmc-act-regime/

8. 22 December 2015

   Development of legislative tools to support the FMC Act regime

   https://www.fma.govt.nz/news-and-resources/regulation-updates/development-of-legislative-tools-to-support-the-fmc-act-regime/

9. 19 November 2015

   Financial Markets Conduct Regulations amended

   https://www.fma.govt.nz/news-and-resources/regulation-updates/financial-markets-conduct-regulations-amended/