Page last updated: 08 September 2023

Unregistered businesses

This list contains the names of businesses or individuals that are not registered as a financial service provider on the Financial Service Providers Register (FSPR) in New Zealand but may be in the business of providing financial services. An individual or entity that is in the business of providing a financial service to clients in New Zealand should be registered on the FSPR for that service. Not being registered on the FSPR may mean they are not complying with the requirements of New Zealand legislation.

The list is not exhaustive. Prior to engaging, we recommend checking that the Advisor is registered on the Financial Service Providers Register (FSPR).

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Found 193 results. Displaying page 2 of 13

15 June 2023

Uoncrypto – Unregistered, withdrawal fees demanded

We recommend caution when dealing with Uoncrypto.com. Uoncrypto offers New Zealanders investment plans with unrealistically high returns on crypto products but is not registered on the financial service providers register (FSPR) to provide financial services in New Zealand.
7 June 2023

TryTrade – Unregistered business, cold calling

TryTrade is not registered on New Zealand’s Financial Services Provider Register to provide any financial products or services to New Zealand residents.
27 April 2023

Brightwave Marketing – making prohibited unsolicited offers

FMA warns investors that Brightwave Marketing ismaking unsolicited contact with New Zealand residents.
17 April 2023

GPI Consultants – Cold calling, not registered in New Zealand

Investor warning: GPI consultants is not listed on the Financial Services Provider Register and so is not registered to provide financial products or services to New Zealand residents.
28 March 2023

Prime Capital and associated websites

Prime Capital purports to be based in New Zealand and offers unrealistically high returns on Crypto Currency investments.
Suspected scam

21 March 2023

Overseas regulators warn investors about TriumphFX

WARNING: Overseas regulators have cautioned investors about TriumphFX and its associates.
17 March 2023

Rock Wealths Limited

INVESTOR WARNING: Rock Wealths offers investment plans with unrealistically high returns on crypto products and purports to be based in New Zealand but is not registered on the Financial Service Providers Register (FSPR).
6 March 2023

Partfield is not registered to provide financial services in New Zealand

Partfield Group Inc. is not a registered New Zealand company and is not licensed to provide financial products or services to New Zealand residents.
21 February 2023

Coin Options Trade

Derivative company, Coin Options Trade is falsely purporting to be a registered company in the United Kingdom. They are offering financial products and services to New Zealand residents without the appropriate credentials to do so.
10 February 2023

Investor alert: Tecmactrade Limited does not hold a Derivatives Issuer licence to provide CFD trading services.

WARNING: Tecmactrade Limited does not hold a Derivatives Issuer licence to provide CFD trading services.
24 November 2022

FMA warns: Exercise caution when dealing with Trade-Center

Warning: Trade-Center is not a registered financial service provider and is providing financial services including CFD trading services to New Zealand residents.
16 November 2022

Investor warning for Exor Company International Ltd

WARNING: Exor Company International Limited, and exorcompany.com, claim to be offering forex and crypto trading platforms despite not being registered to provide financial services in New Zealand.
19 September 2022

FPbulls International Limited is not registered to provide financial advice in New Zealand

FMA are concerned that FPbulls International Limited is not registered on the Financial Service Providers Register (FSPR) as a financial service provider.
11 July 2022

Scam warning: Apex Equity Advisors

Apex Equity Advisors is not a registered New Zealand company and is not registered to provide financial products or services to New Zealand residents. We recommend caution when dealing with this entity.
8 July 2022

Investor warning: NorthWest Options Exchange

NorthWest Options Exchange, through their website nwoex.com does not hold a Derivative Issuer License and is not a registered financial service provider in New Zealand or licensed by the FMA.