Back
Page last updated: 08 September 2023

Unregistered businesses

This list contains the names of businesses or individuals that are not registered as a financial service provider on the Financial Service Providers Register (FSPR) in New Zealand but may be in the business of providing financial services. An individual or entity that is in the business of providing a financial service to clients in New Zealand should be registered on the FSPR for that service. Not being registered on the FSPR may mean they are not complying with the requirements of New Zealand legislation.

The list is not exhaustive. Prior to engaging, we recommend checking that the Advisor is registered on the Financial Service Providers Register (FSPR).

Deciding how to invest

Search Results

Found 199 results. Displaying page 8 of 14

  1. 3 October 2018

    Fix Club Limited

    We recommend exercising caution before dealing with Fix Club Limited as the company is not registered as a financial service provider in New Zealand.

  2. 23 August 2018

    Greenfields Capital

    Greenfields Capital is not incorporated in New Zealand and is not registered on the Financial Service Providers Register

  4. 6 August 2018

    Oak Harbour Limited

    Oak Harbour Limited is not a registered financial service provider in New Zealand.

  6. 3 August 2018

    FSM SMart

    FSM is making false and misleading claims that they are a registered financial service provider in New Zealand.

  7. 2 August 2018

    Sanderson Consultants

    Sanderson Consultants is not a registered financial service provider in New Zealand

  8. 20 July 2018

    Prosperous International Limited

    Prosperous International Limited is not registered on the Financial Service Providers Register to provide financial services in New Zealand.

  9. 18 July 2018

    Caxton Global

    Caxton Global claims it is a registered financial service provider, authorised and regulated in New Zealand, when this is not the case.

  10. 9 July 2018

    En Zheng Gold New Zealand

    Entity is not registered on the Financial Service Providers Register to provide financial services in New Zealand

  12. 27 June 2018

    Prestige Wealth Solutions

    Prestige Wealth Solutions and its associates are not registered to provide financial services in New Zealand. Please exercise caution when dealing with this entity.

  13. 26 June 2018

    Mace, Parry and Associates

    Mace, Parry and Associates is not a registered New Zealand Company and is not registered to provide financial services in New Zealand.