Page last updated: 08 September 2023

Unregistered businesses

This list contains the names of businesses or individuals that are not registered as a financial service provider on the Financial Service Providers Register (FSPR) in New Zealand but may be in the business of providing financial services. An individual or entity that is in the business of providing a financial service to clients in New Zealand should be registered on the FSPR for that service. Not being registered on the FSPR may mean they are not complying with the requirements of New Zealand legislation.

The list is not exhaustive. Prior to engaging, we recommend checking that the Advisor is registered on the Financial Service Providers Register (FSPR).

Deciding how to invest

Fix Club Limited

We recommend exercising caution before dealing with Fix Club Limited as the company is not registered as a financial service provider in New Zealand.

Greenfields Capital

Greenfields Capital is not incorporated in New Zealand and is not registered on the Financial Service Providers Register

Ju Ying International New Zealand Limited

Ju Ying International New Zealand Limited is not a registered financial service provider in New Zealand.

Caledonia Investment Company Limited

Caledonia Investment Company Limited is not a registered financial service provider in New Zealand.

Oak Harbour Limited

Oak Harbour Limited is not a registered financial service provider in New Zealand.

FSM SMart

FSM is making false and misleading claims that they are a registered financial service provider in New Zealand.

Sanderson Consultants

Sanderson Consultants is not a registered financial service provider in New Zealand

Prosperous International Limited

Prosperous International Limited is not registered on the Financial Service Providers Register to provide financial services in New Zealand.

Caxton Global

Caxton Global claims it is a registered financial service provider, authorised and regulated in New Zealand, when this is not the case.

En Zheng Gold New Zealand

Entity is not registered on the Financial Service Providers Register to provide financial services in New Zealand

Haojun Global Investment Limited

27 June 2018, Haojun Global Investment Limited is not registered to provide financial services in New Zealand.

Prestige Wealth Solutions

Prestige Wealth Solutions and its associates are not registered to provide financial services in New Zealand. Please exercise caution when dealing with this entity.

Mace, Parry and Associates

Mace, Parry and Associates is not a registered New Zealand Company and is not registered to provide financial services in New Zealand.

Oracle Finance International Inc Limited

Oracle Finance International Inc Limited are making false claims about being registered in New Zealand when they are not.

Guangdong International Capital Limited

Guangdong International Capital Limited is not registered financial service provider in New Zealand and does not hold a license from FMA.