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This list contains the names of businesses or individuals that are not registered as a financial service provider on the Financial Service Providers Register (FSPR) in New Zealand but may be in the business of providing financial services. An individual or entity that is in the business of providing a financial service to clients in New Zealand should be registered on the FSPR for that service. Not being registered on the FSPR may mean they are not complying with the requirements of New Zealand legislation.
The list is not exhaustive. Prior to engaging, we recommend checking that the Advisor is registered on the Financial Service Providers Register (FSPR).
We recommend caution when dealing with Ronex-Coin. Ronex-Coin offers investment plans with unrealistically high returns on crypto products and purports to be based in New Zealand but is not registered on the Financial Service Providers Register (FSPR) to provide financial services in New Zealand.
Peathorna Global offers investment plans to New Zealanders with unrealistically high returns on crypto products, but is not registered on the Financial Service Providers Register (FSPR) to offer these services.
Onyx Group Limited offers wealth management and financial planning services, and share offers to New Zealand residents, but it is not registered on the Financial Services Provider Register (FSPR) or licensed as a Financial Advice Provider to do so.
www.Plazafundsmanagement.com offers investment opportunities in Bonds, Term Deposits and IPO’s and purports to be based in New Zealand but is not registered on the Financial Service Providers Register (FSPR) to provide financial services in New Zealand.
IC Solutions offers trading options in forex, cryptocurrency, and CFDs, however is not registered on the Financial Service Providers Register (FSPR) to provide financial services to New Zealand residents.
smartgeek-digital.com Financial Limited, and its website smartgeek-digital.com. It offers New Zealanders investment plans with unrealistically high returns on crypto products but is not registered on the financial service providers register (FSPR) to provide financial services in New Zealand.
We recommend caution when dealing with Uoncrypto.com. Uoncrypto offers New Zealanders investment plans with unrealistically high returns on crypto products but is not registered on the financial service providers register (FSPR) to provide financial services in New Zealand.
TryTrade is not registered on New Zealand’s Financial Services Provider Register to provide any financial products or services to New Zealand residents.
FMA warns investors that Brightwave Marketing ismaking unsolicited contact with New Zealand residents.
Investor warning: GPI consultants is not listed on the Financial Services Provider Register and so is not registered to provide financial products or services to New Zealand residents.
Prime Capital purports to be based in New Zealand and offers unrealistically high returns on Crypto Currency investments.
WARNING: Overseas regulators have cautioned investors about TriumphFX and its associates.
INVESTOR WARNING: Rock Wealths offers investment plans with unrealistically high returns on crypto products and purports to be based in New Zealand but is not registered on the Financial Service Providers Register (FSPR).
Partfield Group Inc. is not a registered New Zealand company and is not licensed to provide financial products or services to New Zealand residents.
Derivative company, Coin Options Trade is falsely purporting to be a registered company in the United Kingdom. They are offering financial products and services to New Zealand residents without the appropriate credentials to do so.