Page last updated: 28 June 2023

Reports and papers

This section contains our reports and papers. For corporate publications, such as the annual report and statement of intent please see our corporate publications page

For guides, information sheets and legal guidance please see our guidance library.

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Found 50 results. Displaying page 2 of 4

  1. Reports and Papers

    4 December 2024

    Climate-related Disclosures: Insights from our reviews

    This report provides key insights from reviews of 70 climate statements for reporting periods ending in December 2023, January 2024, and March 2024. It evaluates compliance with New Zealand's Climate Standards and the Financial Markets Conduct Act, offering feedback to improve future disclosures. The report highlights areas for improvement, such as balancing information disclosure, presenting fair and coherent disclosures, and explaining climate-related risks and opportunities. It encourages Climate Reporting Entities (CREs) to enhance the quality of their climate statements and provides guidance on scenario analysis and GHG emissions targets.
  2. Reports and Papers

    28 November 2024

    Audit Quality Monitoring Report

    The Audit Quality Monitoring Report 2023 emphasises that high-quality audits are vital to ensuring investors can make active choices based on clear, concise, and effective information.
  3. Reports and Papers

    24 September 2024

    KiwiSaver Annual Report

    The KiwiSaver Annual report 2023 summarises our activities as a regulator relating to KiwiSaver during the previous financial year. 
  4. Reports and Papers

    20 June 2024

    Auditor regulation and oversight plan

    This plan will help licensed auditors, registered audit firms and accredited bodies to understand how FMA will approach auditor regulation. View the 2024-2027 report on this page as well as previous reports.
  5. Reports and Papers

    5 October 2023

    Lessons learned from the Barry Kloogh Ponzi scheme

    The FMA has issued a report following the fraudulent activities of Barry Kloogh. This report records the FMA’s views and findings on the conduct that was the subject of these enquiries, the law that applies to that conduct, and our actions as a result of our findings.
  6. Reports and Papers

    18 September 2023

    Supporting customers in financial difficulty

    The Commerce Commission and the Financial Markets Authority have collaborated on a joint message that outlines ways that financial service providers (including consumer lenders) can support customers who are experiencing financial difficulty.
  7. Reports and Papers

    5 September 2023

    Governance Thematic Review

    A joint RBNZ and FMA thematic review examining the policies, processes and operational practices of boards of financial institutions in key areas of governance.
  8. Reports and Papers

    16 June 2023

    Ice Futures US review

    The FMA was required to report, at least once every two years, on how well ICE Futures U.S., Inc. (IFUS) was meeting its obligations as a licensed market operator. View all reports on this page.