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Findings from the FMA’s review of the adequacy and effectiveness of NZICA’s audit regulatory systems for the period 1 July 2023 to 30 June 202

This information sheet assists market services licensees (excluding benchmark administrators) licensed under Part 6 of the Financial Markets Conduct Act 2013 (FMC Act) to enhance the resilience of their cyber and operational systems. While this information sheet is designed to apply to a broad range of sectors, entities with complex cyber security and operational systems should consider the specific technology requirements and obligations that apply to their sector.

Financial Markets Conduct Climate related Disclosures Australia and New Zealand Banking Group Limited Exemption Notice 2024

This document provides illustrative examples to help CREs think about how their CRD records could substantiate their climate statements, along with practical and useful information to help CREs understand our expectations. It is split across the four thematic disclosure areas of NZ CS 1. The guidance and illustrative examples focus on disclosures that need the most explanation, including disclosures that bring a higher risk of non-compliance.

High Court Judgment in the case between FMA and CBL Corporation.

This notice is the Financial Markets Conduct (NZX Participant Rules) Approval of Rule Change Notice 7/2024.