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In September 2014, the FMA hosted a half-day discussion forum in Auckland titled ‘Beyond International Financial Reporting Standards (IFRS): Quality Financial Reporting’. This forum aimed to facilitate a clearer understanding of disclosure challenges within the New Zealand environment, and identify ways to improve financial statements so they are a clear and effective reporting and communication tool.
Your guide to the standard conditions that apply to a licensed Peer-to-peer market service under the Financial Markets Conduct Act.
Financial Reporting Act (Indivior plc) Exemption Notice 2014
Securities Act (Indivior plc) Exemption Notice 2014
This information sheet outlines the new reporting duties under the Financial Markets Conduct Act 2013 (FMC Act) for debt issuers, managers of managed investment schemes, supervisors, auditors, investment managers, administration managers, custodians and actuaries.
FMA Annual Report 2014,
Securities Act (Tairua Marina) Exemption Amendment Notice 2014
Declaration form to be completed by executive director's of a related body.
This information is intended to help our REs, especially small financial adviser businesses, get value from their AML/CFT Audit. Adopting all (or any) of these items in discussions with auditors is optional, but we believe that by considering these suggestions, REs are more likely to achieve the best possible results from their audit.
This information sheet outlines the new reporting duties under the Financial Markets Conduct Act 2013 (FMC Act) for debt issuers, managers of managed investment schemes, supervisors, auditors, investment managers, administration managers, custodians and actuaries.
This KiwiSaver Report 2014 has been prepared in accordance with section 194 of the Act. It details the principal matters transacted under the Act during the period 1 July 2013 to 30 June 2014 (the Reporting Period), and contains the seventh annual summary of the statistical returns required to be lodged by KiwiSaver schemes under section 125 of the Act, as at 31 March 2014.
Securities Act (HSBC Overseas Banks) Exemption Notice 2014
FMA issues a public warning and disclosure order against General Equity for misleading conduct and false claims about regulatory status in NZ.
NZX is granted a Market Registration for NXT under section 36F(3) of the Act. The notice comes into force on 29 Sept 2014
Securities Act (Hercules Limited) Exemption Notice 2014