Document Library

Found 1756 results. Displaying page 95 of 118

1. 4 September 2015

   PTT Ltd - Judgment

   The High Court Judgment in the case against PTT Ltd 4 September 2015.

2. 4 September 2015

   Exemption Notice - Financial Markets Conduct CBL Corporation Limited and CBLNZ Limited

   Financial Markets Conduct (CBL Corporation Limited and CBLNZ Limited) Exemption Notice 2016

3. 4 September 2015

   Exemption Notice 2015 - Securities Act Augusta Funds Management Limited Sherbrooke Road Partnership

   Securities Act Augusta Funds Management Limited Sherbrooke Road Partnership Exemption Notice 2015

4. 3 September 2015

   Consultation paper auditor regulation act amendmment

   FMA consultation on updates to auditor licensing and firm registration standards, reflecting changes to the Auditor Regulation Act and related terminology.

5. 25 August 2015

   Consultation paper scrip offers in takeovers

   FMA consultation on whether to grant a class exemption for scrip offers in takeovers under the FMC Act, focusing on disclosure and market impact.

6. 13 August 2015

   Guide to market misconduct risks for MIS managers

   This information sheet is to help Managed Investment Scheme (MIS) managers understand how to manage market misconduct risks in trading activity.

7. 12 August 2015

   Expectations for and experiences of retirement - research report

   This survey looks at older New Zealanders’ expectations for and experiences of retirement. Research was conducted among those aged 50 years and over, and includes the views of those who are nearing retirement and those who have already retired. The results of the survey were published in 2015.

8. 1 August 2015

   Investigations and Enforcement Report 2015

   This report highlights the key themes and issues in our investigation and enforcement activity in the year to 30 June 2015. It is intended to provide insight into the work we do, and help businesses and professionals better understand the behaviour we expect.

9. 30 July 2015

   Expense disclosure CE Gifts 2015 Jan Jun

   CE gifts and hospitality disclosure for the period 1 January 2015 - 30 June 2015

10. 30 July 2015

    Expense disclosure CE Hospitality 2015 Jan Jun

    CE expenses disclosure for the period 1 January 2015 - 30 June 2015

11. 30 July 2015

    Expense disclosure CE 2015 Jan Jun

    CE expenses disclosure for the period 1 January 2015 - 30 June 2015

12. 30 July 2015

    Exemption Notice 2015 - Financial Markets Conduct Direct FX Limited

    Financial Markets Conduct Direct FX Limited Exemption Notice 2015

13. 28 July 2015

    Exemption Notice - Financial Advisers Courtenay Nominees Limited Transaction Reporting

    Financial Advisers (Courtnenay Nominees Limited Transaction Reporting) Exemption Notice 2015.

14. 28 July 2015

    Exemption Notice - Financial Markets Conduct Act Todd Family Office Limited Transaction Reporting

    Financial Markets Conduct (Todd Family Office Limited Transaction Reporting) Exemption Notice 2015.

15. 27 July 2015

    Arena Capital Limited - Receivers report

    Receivers' First Report into the Receivership of Arena Capital Limited, 24 July 2015.