FMA Annual Corporate Plan 2021 - 2022
FMA Annual Corporate Plan 2020 - 2021
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FMA Annual Corporate Plan 2020 - 2021
Reporting entities will be expected to comply with the new regulation as soon as possible from 9 July 2021. However, in recognition that reporting entities will need to amend their processes and procedures (and potentially systems), a transitional compliance period will apply until 29 April 2022.
This annual report is intended to measure the level of confidence the New Zealand public have in the New Zealand financial markets along with perceptions and awareness of the FMA. The research is conducted by an exernal provider. This is the Investor confidence survey results published in 2021.
High Court Judgment: Financial Markets Authority v CLSAP - 5 July 2021
New Zealand’s Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT) system is intended to adapt as money laundering and terrorism financing risks evolve. Two regulations, that are a key part of the AML/CFT system, were due to expire. These are the AML/CFT (Exemptions) Regulations 2011 which were scheduled to expire on 30 June 2020, and the AML/CFT (Definitions) Regulations 2011 which partially expire on 27 July 2021.
This document contains the questions you will be asked when applying for a Class 1 Financial Advice Provider full licence.
Administrators of financial benchmarks BMA.1 Application form
Administrators of financial benchmarks BMA3 Fit and Proper declarations form.
Administrators of financial benchmarks BMA.2 Application checklist and declaration.
This document is the Disclose Register for KiwiSaver fund updates for 30 June 2021
This document is the Disclose Register for MIS fund updates for 30 June 2021
This document provides a summary of the key findings and insights from our monitoring review of financial reporting filing obligations. It also provides guidance and sets our expectations for future reporting periods.
Financial Markets Conduct (FNZ Group) Exemption Notice 2021
Financial Markets Conduct (Foodstuffs Provident Fund) Exemption Notice 2021
The UK Financial Conduct Authority (FCA) is IFEU’s primary regulator. Our review therefore focuses on whether the FCA was satisfied with IFEU’s compliance during the review period. 2021 ICE Futures Europe general obligations review