Document Library | Financial Markets Authority

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

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Consultation Fund update template and guidance for calculating risk indicators

FMA consultation on a fund update template and risk indicator guidance to enhance disclosure and comparability for NZ managed funds.

Information Sheet Debt offers one off

Overview of timeline for debt offers transitioning to the FMC Act.

Corporate Governance in New Zealand - Principles and Guidelines

This handbook is intended as a reference for directors, executives and advisers to decide how best to apply the principles to their particular entity.

Transition to fmc act other types mis information sheet

Timeline for other types of MIS to transition to the FMC Act. Other types of MIS includes a range of schemes, often tightly focused – eg property and forestry schemes. Note, excludes property and forestry schemes structured as companies (who generallyare classed as equity issuers).

Transition to fmc act superannuation mis information sheet

Timeline for MIS Superannuation schemes to transition to the FMC Act.

Transition to FMC Act KiwiSaver MIS Information Sheet

Timeline of MIS to transition to FMC Act.

Transition to fmc act other types mis information sheet

Timeline for MIS to transition to the FMC Act.

Transition to fmc act unit trusts mis information sheet

Timeline for MIS Unit Trusts to transition to the FMC Act.

Transition to FMC Act Corporate debt issuers continuous or open offers Information Sheet.1.1

Overview of transitional timeline for Corporate debt issuers transitioning to FMC Act.

Transition to FMC Act Equity Issuers continuous Information Sheet

Timeline of transition to the FMC Act by Equity Issuers.

Transition to FMC Act Corporate debt issuers Information Sheet

Overview of transitional timeline for Corporate debt issuers transitioning to FMC Act.

Transition to FMC Act NBDTs Information Sheet

Timeline for Non-bank deposit takers to transition to the FMC Act.

Exemption Notice 2014 - Financial Markets Conduct Act (Meridian Energy Limited Substantial Product Holder))

Financial Markets Conduct Act (Meridian Energy Limited Substantial Product Holder) Exemption Notice 2014

ICE Futures Europe Financial Product Market Licence 2014

New Zealand Financial Product Market Licence (ICE Futures Europe) 2014

ICE Futures USA Financial Product Market Licence 2014

New Zealand Financial Product Market Licence (ICE Futures Europe) 2014

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