Document Library

Financial Markets Conduct Act - NZX Rules Approval of Market Rules Notice 2015

This notice come into force on 15 June 2015. The notice allows for NZX to replace sets of market rules with the corresponding rules dated 16 April 2015.

Statement of Intent 2015

This Statement of Intent further develops our strategic direction for the coming four years from July 2015 to June 2019 and has been prepared in accordance with Part 4 of the Crown Entities Act 2004. It should be read in conjunction with the Statement of Performance Expectations for each year. This report was published in 2015.

Investor Confidence Research 2015

The Investor confidence Research report 2015 measures attitudes towards and investment in New Zealand’s financial markets. The research was carried out online using Colmar Brunton’s omnibus.

Exemption Notice 2015 - Financial Markets Conduct Sovereign Services Limited

Financial Markets Conduct Sovereign Services Limited Exemption Notice 2015

CMB Information Sheet for May 2015

Offers of contributory mortgages made by contributory mortgage brokers who are not lawyers are regulated under the Securities Act (Contributory Mortgage) Regulations 1988 (Regulations). The Regulations exempt brokers from certain disclosure and governance requirements, under the Securities Act 1978.

New requirements for lawyers offering contributory mortgages

From 1 December 2016 all new offers of contributory mortgages must be made under the FMC Act.

Commerce Commission v ANZ Bank New Zealand Ltd - Judgment

Judgment in the High Court in the case between Commerce Commission and ANZ Bank New Zealand Limited, 28 May 2015.

Pacific Edge Limited - Settlement Agreement

Settlement agreement with Pacific Edge Limited (PEB), May 2015.

FMA certification process for the registration of new KiwiSaver superannuation and workplace savings schemes information sheet

This information sheet outlines the process for getting a certificate from the FMA to apply for registration of a new KiwiSaver, superannuation or workplace savings scheme.

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Document Library

Financial Markets Conduct Act - NZX Rules Approval of Market Rules Notice 2015

Statement of Intent 2015

Investor Confidence Research 2015

Exemption Notice 2015 - Financial Markets Conduct Sovereign Services Limited

CMB Information Sheet for May 2015

New requirements for lawyers offering contributory mortgages

Commerce Commission v ANZ Bank New Zealand Ltd - Judgment

Pacific Edge Limited - Settlement Agreement

FMA certification process for the registration of new KiwiSaver superannuation and workplace savings schemes information sheet

Exemption Notice 2015 - Financial Markets Conduct (The Warehouse Group Limited)

Consultation: Investor acknowledgement and warning for the $750,000 minimum investment wholesale investor exclusion

Exemption Notice 2015 - Securities Act (NZX Limited)

Hanover - Settlement Agreement

Response to Submissions Derivatives Issuer Standard Condition: Suitability of Products for Clients

Exemption Notice 2015 - Financial Reporting Act (Deutsche Bank Aktiengesellschaft)