Use our AI search to ask us a question or use keywords to search for pages or documents.
Example: "How do I apply for a financial institution licence?", "FMA Annual Report 2024"
A filtered search by topic for all guidance, reports or research documents stored on the FMA website.
FMA consults on exempting managers of multiple participant schemes from registering each participation agreement with serviced employers.
Financial Markets Conduct (JP Morgan Global Growth & Income plc and JP Morgan Japanese Investment Trust plc) Exemption Notice 2016
This document is the Disclose Register for KiwiSaver fund updates for 31 December 2016
This information sheet outlines the options for co-operative companies and industrial and provident societies (IPSs) (collectively referred to as co-operatives) offering and managing co-operative shares.
FMA Briefing to Incoming Minister 2016
Australian Securities Exchange Limited (ASX 24) is licensed to operate the ASX 24 derivatives market (derivatives market) in New Zealand. We are required to report at least once every two years on how well ASX 24 is meeting its licensed market operator obligations. This review period covers 1 July 2014 to 30 June 2016. This is our first review of ASX 24 since its licence came into effect on 1 December 2014.
The Auditor Regulation Act 2011 (the Act) requires us to monitor and ensure the audit regulatory systems and processes used by accredited bodies are adequate and effective. This report contains the findings of our monitoring assessment of the New Zealand Institute of Chartered Accountants (NZICA) for the period 1 July 2015 to 30 June 2016.
The Auditor Regulation Act 2011 (the Act) requires us to monitor and ensure the audit regulatory systems and processes used by accredited bodies are adequate and effective. This report contains the findings of our monitoring assessment of CPA Australia for the period 1 July 2015 to 30 June 2016.
This report summarises our monitoring activities to help firms and individuals better understand our expectations and how they can improve their systems and processes, to comply with the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (the Act). This report covers the period from 1 July 2015 to 30 June 2016. It was our third year of monitoring compliance with the Act.
Financial Markets Conduct Exemption Notice 2016: Australian Scholarships Group Friendly Society Limited.
Financial Markets Conduct Exemption Notice 2016: OnePath Custodians Pty Limited.
Financial Markets Conduct Exemption Notice 2016 - The Bible Society Development New Zealand Inc.
Financial Markets Conduct (66 The Square Proportionate Ownership Scheme) Exemption Notice 2016
Financial Markets Conduct (Rabo Capital Securities Limited) Exemption Notice 2016
Financial Markets Conduct (Denarau Villas) Exemption Notice 2016