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Statement of Intent 2013 - 2016

Our SOI has a four-year outlook and follows the SRO by identifying the performance measures we will use to mark our progress towards achieving our regulatory objectives. This is our 2013 - 2016 report.

Exemption Notice 2025 - Financial Markets Conduct (Conduct of Financial Institutions – Westpac Banking Corporation)

Financial Markets Conduct (Conduct of Financial Institutions – Westpac Banking Corporation) Exemption Notice 2025

Exemption Notice 2025 - Financial Markets Conduct (Climate related Disclosures Ventia Services Group Limited)

Financial Markets Conduct (Climate related Disclosures Ventia Services Group Limited) Exemption Notice 2025

Complaints: Ensuring consumers are treated fairly

This infosheet outlines FMA’s recommendations to help NZ consumers know how to complain and be treated fairly when things go wrong.

Research note: Why don't consumers complain

This research explores why NZ consumers don’t complain, revealing barriers, confidence gaps, and demographic insights from FMA surveys.

AML/CFT Designated Business Group – Scope Guideline

This guideline is designed to help reporting entities understand which obligations may be shared by members of a designated business group (DBG).

AML/CFT Customer Due Diligence – Sole traders and partnerships

This guidance assists reporting entities to conduct customer due diligence (CDD) under the AML/CFT Act 2009 on their customers who are sole traders, partnerships, or limited partnerships. Published April 2024.

AML/CFT Customer Due Diligence – Clubs and societies

AML CFT customer due diligence for clubs and societies.

AML/CFT Customer Due Diligence – Co-operatives

This guidance assists reporting entities to conduct customer due diligence (CDD) under the AML/CFT Act 2009 on customers who are co-operatives.

AML/CFT Designated Business Group – Formation and change Guideline

Guideline to reporting entities on eligibility, formation, notification and withdrawal from a designated business group.

DBG notification form to AMLCFT Supervisor Sept 2025

Exemption Notice 2025 - FMC (Hunter Private Credit Fund)

FMC (Hunter Private Credit Fund) Exemption Notice 2025

Submission form Ethical Investing Disclosure Guidance consultation

Submission form for the Ethical Investing Disclosure Guidance consultation, including privacy, OIA, and feedback instructions for NZ

Consultation paper Draft Ethical Investing Disclosure Guidance

Draft consultation paper on ethical investing disclosure guidance for NZ issuers, focusing on FMC Act, greenwashing, and fair dealing

Proposed Ethical Investing Disclosure Guidance

Guidance for ethical investing disclosure in New Zealand, covering greenwashing, ESG, FMC Act, and best practices for issuers.

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