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Page last updated: 09 February 2023

Licensed & reporting entities

The businesses/people listed on this page have been granted a licence or have been authorised by the FMA. It's important to only deal with licensed people and businesses because if things go wrong you will have access to free dispute resolution services. Details including the provider's business address, list of services and the name of their independent dispute resolution scheme can be found on the Financial Service Providers Register. 

Image representing licensed and reporting entities supervised by the FMA

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Found 290 results. Displaying page 1 of 20

  1. Designated Business Group (DBG)

    10 September 2024

    Waterman Capital

    Waterman Capital DBG including: Waterman Capital (Fund 2) Limited, Waterman Capital (Fund 3) Limited, Waterman Capital (Fund 4) Limited, Waterman Capital (Fund 5) Limited, and Waterman Capital (WPC) Limited
  3. Derivative Issuer

    3 September 2024

    Zero Markets (NZ) Limited

    Zero Markets (NZ) Limited, previously known as Trademax Global Markets (NZ) Limited or Carrick Just Capital Markets Limited is a licensed Derivatives Issuer.
  4. Designated Business Group (DBG)

    18 July 2024

    Blossum DBG

    Blossum DBG includes Blossum Trustee Limited, Blossum Investments Limited.
  5. Designated Business Group (DBG)

    2 July 2024

    Soul Capital Designated Business Group

    Soul Capital Designated Business Group (DBG) includes Soul Capital Limited, Te Pae ki te Rangi Limited Partnership.
  6. Designated Business Group (DBG)

    6 June 2024

    Fisher Funds Group DBG

    Fisher Funds Group includes members: FISHER FUNDS WEALTH INVESTMENTS LIMITED PARTNERSHIP, Fisher Funds Wealth Limited, Fisher Funds Wealth Investment Management Limited and Portfolio Custodial Nominees Limited.
  7. Discretionary investment management scheme (DIMS)

    22 May 2024

    Jarden Wealth Limited DIMS

    Jarden Wealth Limited, FSP1006426, is licensed to provide Discretionary Investment Management Services (DIMS).
  9. Designated Business Group (DBG)

    17 May 2024

    Goodman Property Trust DBG

    Goodman Property Trust DBG including: GMT Bond Issuer Limited, GMT Wholesale Bond Issuer Limited, Goodman Property Services (NZ) Limited
  10. Designated Business Group (DBG)

    10 May 2024

    CapitalGroup DBG

    CapitalGroup DBG and the following entities are under DBG and the AML reporting entities list.
  11. Designated Business Group (DBG)

    10 May 2024

    Jarden Wealth

    Jarden Wealth includes Jarden Wealth Limited (FSP1006426), Jarden Structured Investment Limited
  13. Designated Business Group (DBG)

    16 April 2024

    Implemented Investment Solutions DBG

    Implemented Investment Solutions DBG includes Fundrock NZ Limited and Investnow Saving and Investment Service Limited.
  14. Designated Business Group (DBG)

    16 April 2024

    Black Bull Markets DBG

    Black Bull Markets DBG includes Black Bull Group Limited, Black Bull Trade Limited.
  15. Designated Business Group (DBG)

    16 April 2024

    Punakaiki Fund DBG

    Punakaiki Fund DBG includes: 2040 Ventures Limited (previous named: Lance Wiggs Capital Management Limited) and Punakaiki Fund Limited.