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This exemption is granted by the Financial Markets Authority under section 556 of the Financial Markets Conduct Act 2013 after being satisfied of the matters set out in section 557 of that Act.
This exemption is granted by the Financial Markets Authority under section 556 of the Financial Markets Conduct Act 2013 after being satisfied of the matters set out in section 557 of that Act.
Financial Markets Conduct (Climate-related Disclosures – The Hongkong and Shanghai Banking Corporation Limited) Exemption Notice 2026
Financial Markets Conduct (Climate related Disclosures – JPMorgan Chase Bank N.A.) Exemption Notice 2026
FMG Enforcement Undertaking outlines FMA actions, policy issues, customer remediation, penalties and compliance steps by FMG Insurance in New Zealand
FMA 2025 market cleanliness report summarising updated MCS and ATVR indicators assessing New Zealand equity market integrity and trading behaviour.
Allianz Australia Insurance Limited Exemption Notice 2026
The report outlines the sector’s strengths, identifies areas for improvement, and provides practical recommendations to support further development.
Financial Markets Authority v Chance Voight Investments Corporation Ltd (REDACTED)[2025] NZHC 3825 [9 December 2025]
Interim asset preservation orders (redacted and marked up 19 Dec 25)
Financial Markets Authority v Chance Voight Investments Corporation Ltd Redacted version of 12 December 2025
Financial Benchmark Equivalence MOU between the FMA and the European Securities and Markets Authority
Financial Markets Conduct (BGC Partners (Australia) Pty Limited) Exemption Notice 2025
Regulatory Impact Statement: Financial Markets Conduct (Financial Advice – UK Pension Transfers) Exemption Notice 2025
This prosecution policy (the Prosecution Policy) sets out the specific decision-making criteria to be applied when considering criminal prosecution