01 December 2019

Financial Markets Conduct (Disclosure of Relevant Interests by Directors & Senior Managers) Exemption Notice 2019

Name of Notice Financial Markets Conduct (Disclosure of Relevant Interests by Directors & Senior Managers) Exemption Notice 2019
Gazette Notification Date 2019-11-25
Date In Force 2019-12-01
LI Number 282/2019
SL Number
Act Financial Markets Conduct Act 2013
Type Class Exemption Notice
Expiry Date 2024-11-30

Summary: The Financial Markets Conduct (Disclosure of Relevant Interests by Directors and Senior Managers) Exemption Notice 2019 continues the relief granted in the Financial Markets Conduct (Disclosure of Relevant Interests by Directors and Senior Managers) Exemption Notice 2014, which is revoked at the close of 30 November 2019.  The notice comes into force on 1 December 2019 and is revoked at the close of 30 November 2024. The notice provides relief for directors and senior managers of listed issuers from the relevant interests disclosure requirements of the Financial Markets Conduct Act 2013 (i) for interests in passive fund units and (ii) where the listed issuer’s financial products are approved for trading on a financial product market authorised to operate in Australia or the United Kingdom.