Final date for submissions
5 pm Friday, 13 September 2019
|E-mail for firstname.lastname@example.org (please use the title of the consultation paper for the subject line)
The Financial Services Legislation Amendment Act 2019 (FSLAA) will introduce a new regulatory regime for financial advice. We are considering where FMC Act exemptions may be useful to support effective operation of the new regime.
This consultation considers three matters where we think it may be useful to continue existing Financial Advisers Act exemption relief to support effective operation of the new financial advice regime:
This consultation also considers matters where we think existing FA Act exemption support will no longer be required given expected changes in the law:
We welcome your comments on the matters considered in the consultation document, and any additional matters that you believe should receive support from our legislative tools.
Let us know what you think
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