Consultation Paper: SIPOs and Limit Breaks

19 November 2014

In August/September 2014, the FMA consulted on SIPOs and Limit Breaks.

21 submissions were received. A summary of the submission feedback can be downloaded below.

Many of the comments were incorporated into a guidance note, outlining our expectations for SIPOs. Other comments will be considered as part of the development of specific guidance on Limit Breaks.

File Attachments

• Consultation Paper: SIPOs and Limit Breaks (504 kB pdf)
• Response to submissions - Consultation paper: SIPOs and Limit Breaks