02 March 2021

Financial Markets Conduct (Financial Adviser—Transition to Financial Services Legislation Amendment Act 2019) Exemption Notice 2021

Name of Notice Financial Markets Conduct (Financial Adviser—Transition to Financial Services Legislation Amendment Act 2019) Exemption Notice 2021
Gazette Notification Date 2021-03-02
Date In Force 2021-03-15
LI Number N/A
SL Number
Act Financial Markets Conduct Act 2013
Type Individual Exemption Notice
Expiry Date

Summary: From 15 March 2021, a new regime for the regulation of financial advice will come into effect as a result of amendments made to the Financial Markets Conduct Act 2013 by the Financial Services Legislation Amendment Act 2019 (FSLAA) and the repeal of the Financial Advisers Act 2008.  As a consequence, certain terminology relating to financial advisers will change. This notice contains amendments to five individual exemption notices to replace certain terminology used that has been affected by amendments in FSLAA. Download exemption notice PDF.