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While the law gives us broad powers to grant exemptions from compliance with specific provisions in the FMC Act, we consider that our exemption power only extends to compliance provisions, not to liability provisions.
The Financial Markets Conduct (CIP Group) Exemption Notice 2025 (Notice) exempts CIP Holdings No. 2 Limited (CIPH2L), CIP Holdings Limited (CIPHL), and Crown TopCo Limited (New TopCo), from Part 3 of the Financial Markets Conduct Act 2013 (Act)
Manawa Energy granted exemption from group financial reporting under FMC Act for the period ending 31 March 2026 with conditions.
Exemption notice for Consilium NZ Limited managing KiwiWRAP KiwiSaver Scheme, detailing exemptions from FMC Act and Regulations.
Discover how the Financial Markets Conduct (PPS Mutual Limited) Exemption Notice 2025 impacts NZ insurance regulation. Learn about PPS Mutual’s Profit Share Benefit, IPSA licensing, and disclosure conditions under FMC Act Parts 3 & 4 exemption.
AEL exempt from licensing to operate electricity derivatives market for wholesale investors under the FMC Act 2013.
The exemptions recognise the difficulties faced by Sharesies as fund manager of the self-select fund in complying with the disclosure requirements of the FMC Act and the FMC Regulations.
The Financial Markets Conduct (Climate-related Disclosures - Coöperatieve Rabobank U.A) Exemption Amendment Notice 2025 (Notice) amends the Financial Markets Conduct (Climate-related Disclosures - Coöperatieve Rabobank U.A) Exemption Notice 2024 (Principal Notice).
This notice amends the Financial Markets Conduct (Overseas Custodians of Scheme Property-Assurance Engagement) Exemption Notice 2025 (the principal notice) to include Luxembourg in the list of overseas jurisdictions in the Schedule.
The Financial Markets Conduct (Goodman Property Services (NZ) Limited) Exemption Notice 2025 exempts Goodman Property Services (NZ) Limited (GPSNZ) from Part 3 of the Financial Markets Conduct Act 2013 (the FMC Act)
Tradition Kiwi Brokers exempted from NZ financial market licence under FMC Act 2013 with conditions for wholesale investor trading.
CBA exempted from NZ climate reporting under FMC Act due to limited operations and must lodge Australian Sustainability Reports online.
The FMA’s Exemption Notice 2025 grants Futurity Investment Group and Covenant Trustee Services exemptions from specific reporting and winding‑up requirements under the Financial Markets Conduct Act 2013, subject to compliance with Australian Prudential Regulation Authority standards and ongoing disclosure obligations.
FMA grants AxiCorp exemption to use Australian GAAP and auditors for NZ derivatives offers, easing FMC Act compliance.
The notice exempts small to medium-sized licensed providers of DIMS from certain financial reporting and audit obligations under the Financial Markets Conduct Act 2013.
The Financial Markets Conduct (Vision Invest NZ Funds) Exemption Notice 2025 (Notice) exempts FundRock NZ Limited (FundRock) in respect of the Vision Income Fund (Fund) from certain disclosure provisions of Schedule 4 of the Financial Markets Conduct Regulations 2014 (the Regulations) relating to details being provided on Disclose Register about loans made by FundRock NZ Limited (FundRock) that are assets of the Fund. The exemption is subject to alternative disclosures being provided to investors.