FMC Act exemptions

Found 34 results. Displaying page 2 of 3

1. 21 February 2025

   Financial Markets Conduct (Marex NZ Limited) Exemption Notice 2025

   The Financial Markets Conduct (Marex NZ Limited) Exemption Notice 2025 exempts Marex from the requirement under section 310 of the FMC Act to have a licence to operate a financial product market in New Zealand, subject to conditions.
2. 4 July 2025

   Financial Markets Conduct (Craigs Investment Partners - ESOP) Exemption Notice 2025

   FMA grants 2025 exemption to Craigs Investment Partners entities for ESOP offers, allowing distribution of stapled securities to eligible participants outside typical regulatory constraints.
3. 5 August 2025

   Financial Markets Conduct (Commonwealth Bank of Australia) Exemption Notice 2025

   CBA exempted from NZ climate reporting under FMC Act due to limited operations and must lodge Australian Sustainability Reports online.
4. 1 July 2025

   Financial Markets Conduct (Futurity Investment Group Limited) Exemption Notice 2025

   The FMA’s Exemption Notice 2025 grants Futurity Investment Group and Covenant Trustee Services exemptions from specific reporting and winding‑up requirements under the Financial Markets Conduct Act 2013, subject to compliance with Australian Prudential Regulation Authority standards and ongoing disclosure obligations.
5. 27 June 2025

   Financial Markets Conduct (AxiCorp Financial Services Pty) Exemption Notice 2025

   FMA grants AxiCorp exemption to use Australian GAAP and auditors for NZ derivatives offers, easing FMC Act compliance.
6. 28 April 2025

   Financial Markets Conduct (Financial Reporting—DIMS Licensees) Exemption Notice 2025

   The notice exempts small to medium-sized licensed providers of DIMS from certain financial reporting and audit obligations under the Financial Markets Conduct Act 2013.
7. 3 April 2025

   Financial Markets Conduct (Vision Invest NZ Funds) Exemption Notice 2025

   The Financial Markets Conduct (Vision Invest NZ Funds) Exemption Notice 2025 (Notice) exempts FundRock NZ Limited (FundRock) in respect of the Vision Income Fund (Fund) from certain disclosure provisions of Schedule 4 of the Financial Markets Conduct Regulations 2014 (the Regulations) relating to details being provided on Disclose Register about loans made by FundRock NZ Limited (FundRock) that are assets of the Fund. The exemption is subject to alternative disclosures being provided to investors.
8. 17 March 2025

   Financial Markets Conduct (Goodman Property Services (NZ) Limited) Exemption Notice 2025

   The Financial Markets Conduct (Goodman Property Services (NZ) Limited) Exemption Notice 2025 exempts Goodman Property Services (NZ) Limited (GPSNZ) from Part 3 of the Financial Markets Conduct Act 2013 (the FMC Act)
9. 22 April 2025

   Financial Markets Conduct (Climate-related Disclosures - Coöperatieve Rabobank U.A) Exemption Amendment Notice 2025

   The Financial Markets Conduct (Climate-related Disclosures - Coöperatieve Rabobank U.A) Exemption Amendment Notice 2025 (Notice) amends the Financial Markets Conduct (Climate-related Disclosures - Coöperatieve Rabobank U.A) Exemption Notice 2024 (Principal Notice).
10. 29 July 2025

    Financial Markets Conduct (Overseas Custodians of Scheme Property-Assurance Engagement) Exemption Amendment Notice 2025

    This notice amends the Financial Markets Conduct (Overseas Custodians of Scheme Property-Assurance Engagement) Exemption Notice 2025 (the principal notice) to include Luxembourg in the list of overseas jurisdictions in the Schedule.
11. 3 March 2025

    Financial Markets Conduct (Conduct of Financial Institutions – Veterinary Professional Insurance Society Incorporated) Exemption Notice 2025

    The Financial Markets Conduct (Conduct of Financial Institutions — Veterinary Professional Insurance Society Incorporated) Exemption Notice 2025 (Notice) exempts Veterinary Professional Insurance Society Incorporated (VPIS) from the requirements under the Financial Markets Conduct Act 2013
12. 11 August 2025

    Financial Markets Conduct (Climate-related Disclosures – ANZ Group Holdings Limited) Exemption Notice 2025

    ANZ Group Holdings Limited exempted from NZ climate reporting under FMC Act due to immaterial side assets and ANZ Bank coverage.
13. 14 July 2025

    Financial Markets Conduct (Overseas Custodians of Scheme Property-Assurance Engagement) Exemption Notice 2025

    Exemptions for overseas custodians of registered schemes from New Zealand auditor requirements under FMC Regulations 2014.
14. 31 March 2025

    Financial Markets Conduct (Conduct of Financial Institutions – First Insurance Limited) Exemption Notice 2025

    The Financial Markets Conduct (Conduct of Financial Institutions — First Insurance Limited) Exemption Notice 2025 (Notice) exempts First Insurance Limited (FIL) for three months from the requirements under the Financial Markets Conduct Act 2013 (as amended by the Financial Markets (Conduct of Financial Institutions) Amendment Act 2022)
15. 10 March 2025

    Financial Markets Conduct (Overseas Providers of Custodial Services-Assurance Engagement) Exemption Notice 2025

    This notice provides exemptions for certain overseas providers of custodial services from getting an assurance engagement with a New Zealand auditor that complies with certain requirements in the Financial Markets Conduct Regulations 2014 (FMC Regulations).