Page last updated: 08 November 2024

Expired exemptions

FMA archives all exemptions after they expire as a helpful reference to those who may apply for an exemption in the future.

Financial Reporting Act (Deutsche Bank Aktiengesellschaft) expired exemption notice

Financial Markets Conduct South32 Limited Exemption Notice 2015- expired

Securities Act (Arbor Management Limited) expired exemption notice

Securities Act (Augusta Funds Management Limited – Southgate Proportionate Ownership Scheme) - expired exemption notice

Securities Act (Gulf Harbour Marina) expired exemption notice

Securities Act (Banks’ Regulatory Capital) expired exemption notice

Financial Markets Conduct (Disclosure of Relevant Interests by Directors and Senior Managers) expired exemption notice

Financial Markets Conduct Act (Meridian Energy Limited Substantial Product Holder) - expired

Financial Markets Conduct (NZCDC Settlement System) Exemption Notice 2014 - expired

Financial Markets Conduct (NZX–NXT Market) Exemption Notice 2014 - expired

Securities Act (Lloyds Banking Group) exemption

Securities Markets Act (NZCDC Settlement System) expired exemption notice

.Financial Advisers (Australian Qualified Advisers) Exemption Notice 2014 - expired

Securities Act (Evolve Education Group Limited) expired exemption notice

Securities Act (Cash and Term Portfolio Investment Entities) - expired exemption notice

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