Page last updated: 08 November 2024

Expired exemptions

FMA archives all exemptions after they expire as a helpful reference to those who may apply for an exemption in the future.

Securities Act (Augusta Funds Management Limited – Sherbrooke Rd Partnership) expired exemption notice

Financial Markets Conduct (Direct FX Limited) expired exemption notice

Financial Markets Conduct Act (Todd Family Office Limited Transaction Reporting) Exemption Notice 2015 - expired

Financial Advisers (Courtenay Nominees Limited Transaction Reporting)

Financial Markets Conduct Act (Takeovers Panel) Exemption Notice 2015 - expired

Financial Markets Conduct (Southern Pastures Management Limited) Exemption Notice 2015 - expired

Financial Reporting Act (American Income Life Insurance Company) expired exemption notice

Financial Advisers (Recognition of New Qualifications) Exemption Notice 2015 expired

Financial Reporting Act (HSBC Overseas Banks) Exemption Notice 2015 expired

Securities Act (HSBC Overseas Banks) expired exemption notice

Financial Markets Conduct (Financial Reporting—DIMS Licensees) Exemption Notice 2015 - expired

Financial Markets Conduct (Derivatives Issuers— Responsibilities in Event of Shortfall) expired exemption notice

Financial Markets Conduct (Derivatives Issuers — Link to Financial Statements) expired exemption notice

Financial Markets Conduct (Sovereign Services Limited) Exemption Notice 2015 expired

Securities Act (American International Assurance Company (Bermuda) Limited) - 2009/154 expired exemption notice

Looking for information?