Financial Markets Conduct (KiwiSaver Annual Statement Fees) Exemption Notice 2017
Financial Markets Conduct (KiwiSaver Annual Statement Fees) Exemption Notice 2017
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FMA archives all exemptions after they expire as a helpful reference to those who may apply for an exemption in the future.
Financial Markets Conduct (KiwiSaver Annual Statement Fees) Exemption Notice 2017
Financial Markets Conduct (Invion Limited) Exemption Notice 2018 - expired on 2019-11-11
Financial Markets Conduct (TIL Logistics Group Limited) Exemption Notice 2018 - expired
EXPIRED Financial Markets Conduct (Asteron Retirement Investment Limited and Asteron Life Limited) Exemption Notice 2018 revokes the Financial Markets Conduct (Asteron Retirement Investment Limited and Asteron Life Limited) Exemption Notice 2016 (Existing Notice) and replaces it with a new notice. Read more.
Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2018 exempts Craigs Investment Partners Superannuation Management Limited (CIPSML)from some provisions of FMC Regulations. Read more.
Financial Markets Conduct (New Zealand Retirement Trust) Exemption Notice 2018 exempts AMP Wealth Management New Zealand Limited (specified manager) as manager of the New Zealand Retirement Trust (specified scheme) from the requirement to restrict membership of the workplace savings section, conditions apply. Read more.
The principal notice permits entities listed in Schedule 1 of the notice to provide personalised services to retail clients where those services are provided through a digital advice facility. This notice amends the principal notice to add Nikko Asset Management New Zealand Limited (Nikko Asset Management) to that list of entities.
Financial Markets Conduct (FNZ Group) Exemption Notice 2018 comes into force on 28 August and is revoked on the close of 30 November 2020. Read more.
Financial Markets Conduct (Christchurch City Holdings Limited Subsidiary Balance Date Alignment) Exemption Notice exempts the board of Christchurch City Holdings Limited (CCHL) from requiring that its subsidiary Orian has the same balance date. Read more.
Financial Markets Conduct (Fliway Group Limited) Exemption Notice 2018 exempts Fliway from sections 461D and 461H(1) of the FMC Act to an extent. Read more.
Financial Markets Conduct (Heartland Group) Exemption Notice 2018 - expired
Financial Markets Conduct (Kuaotunu Camp Ground (2008) Limited) Exemption Notice 2018 exempts Kuaotunu Camp Ground (2008) Limited from Part 7 of the Act with respect to a particular accounting period if some conditions are met. Read more.
Financial Markets Conduct (Market Index) Exemption Notice 2018
This notice is the Financial Markets Conduct (SuperLife Workplace Savings Scheme) Exemption Notice 2018.
Financial Markets Conduct (Capital Mortgage Income Trust Group Investment Fund) Exemption Notice 2018