Page last updated: 30 March 2021

AML/CFT Formal Warnings

Formal warnings under section 80 of the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (the AML/CFT Act) are issued to reporting entities (including public warnings), for breaches of the AML/CFT Act.

Public warnings issued to the reporting entities are listed on this page.

AML/CFT

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  1. 29 October 2021

    Sharesies Limited and Sharesies Nominee Limited

    The FMA has issued a formal warning to Sharesies for purposes of section 80 of Anti-Money Laundering and Countering
    Financing of Terrorism Act 2009
    We have reasonable grounds to believe that Sharesies have engaged in conduct that constitutes a civil liability act under the Anti-Money Laundering and Countering Financing of Terrorism Act 2009.