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Example: "How do I apply for a financial institution licence?", "FMA Annual Report 2024"
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Example: "How do I apply for a financial institution licence?", "FMA Annual Report 2024"
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WARNING: FMA are concerned that www.leadwaygroups.com (the website) is potentially operating a scam. The website offers trading platforms for various financial products and promises unrealistically high and guaranteed investment returns ranging from 500% to 1,000% in 21 days.
The Financial Markets Authority (FMA) is warning the funds management industry to avoid advertising large investment returns for the 12-month period to March 31, 2021, as this could mislead investors.
We are concerned 500 Investments/ Cabsy Holdings Ltd have the hallmarks of a scam. We recommend exercising caution before dealing with this entity as it is not a registered company or financial service provider in New Zealand.
P & P FINANCIAL SERVICES 2020 LIMITED is an AML/CFT reporting entity.
A P THYNE AND ASSOCIATES LIMITED is an AML reporting entity
Commercial Real Estate and the Managed Funds Industry Research.
FMA guidance on advertising financial products under the FMC Act, covering fair dealing rules, disclosure, and compliance expectations.
Under the FMC Act, we are required to review at least annually how well a licensed market operator is meeting its obligations, and to publish a written report. Broadly, these relate to the areas of operation that are regulatory in nature. Publishing the report provides transparency into our oversight of NZX. This report was published in 2019.
Under the FMC Act, we are required to review at least annually how well a licensed market operator is meeting its obligations, and to publish a written report. Broadly, these relate to the areas of operation that are regulatory in nature. Publishing the report provides transparency into our oversight of NZX. This report was published in 2018.