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Enprise Group Limited - Warning

FMA warns Enprise Group for failing to keep proper accounting records under FMC Act obligations, citing issues with asset impairment and tax loss recognition.

KiwiSaver Default Instrument of Appointment Exclusions

Exemption notice - Financial Markets Conduct Kuaotunu Camp Ground 2008 Limited

This notice is the Financial Markets Conduct (Kuaotunu Camp Ground (2008) Limited) Exemption Notice 2023.

Kiwisaver Default Instrument of Appointment Exclusions

KiwiSaver Default Instrument of Appointment Exclusions- weapons and devices, fossil fuels

Class legislative notices summary 2023

This is a summary of the Financial Markets Conduct Act class legislative notices we have granted (and are in force) as at 1 June 2023. It includes exemptions, designations, frameworks or methodologies, and public accountability notices.

Standard 1 Legal Basis

Standard 1 Legal basis for designated Financial Market Infrastructures (FMIs).

Standard 11 Central securities depositories

Standard 11 Central securities depositories for designated Financial Market Infrastructures (FMIs).

Standard 12 Exchange of value settlement systems

Standard 12 Exchange of value settlement systems for designated Financial Market Infrastructures (FMIs).

Standard 10 Physical deliveries

Standard 10 Physical deliveries for designated Financial Market Infrastructures (FMIs).

Standard 17 Operational risk

Standard 17 Operational risk for designated Financial Market Infrastructures (FMIs).

Standard 17C Cyber resilience

Standard 17C Cyber resilience for designated Financial Market Infrastructures (FMIs).

Standard 17A Contingency plans

Standard 17A Contingency plans for designated Financial Market Infrastructures (FMIs).

Standard 15 General business risk

Standard 15 General business risk for designated Financial Market Infrastructures (FMIs).

Standard 17B Critical service providers

Standard 17B Critical service providers for designated Financial Market Infrastructures (FMIs).

Standard 13 Participant default rules and procedures

Standard 13 Participant default rules and procedures for designated Financial Market Infrastructures (FMIs).

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