29 June 2014
NZX Obligations Review 2014
NZX, as New Zealand’s only Registered Exchange, is
an essential part of New Zealand’s financial markets.
The General Obligations Review provides FMA with
the opportunity to report on the adequacy of the
arrangements NZX had in place to comply with its
obligations during a particular review period, and to
identify issues that, in FMA’s view, would assist NZX to
ensure its continued compliance.
an essential part of New Zealand’s financial markets.
The General Obligations Review provides FMA with
the opportunity to report on the adequacy of the
arrangements NZX had in place to comply with its
obligations during a particular review period, and to
identify issues that, in FMA’s view, would assist NZX to
ensure its continued compliance.