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Example: "How do I apply for a financial institution licence?", "FMA Annual Report 2024"
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We are considering imposing a new standard condition and varying an existing standard condition for all derivatives issuer (DI) licences. Have your say by 5PM, Wednesday 7 August 2024
K C Securities Limited Partnership is an AML/CFT reporting entity.
The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko has censured CTRL Investments Limited for contravening the conditions of its derivatives issuer (DI) licence.
The FMA has appointed a temporary manager to manage three schemes previously operated by Fund Managers Otago Limited (FMO). The schemes’ supervisor, Trustees Executors Limited, determined it was in the best interests of investors to remove FMO as manager of those schemes.
NZPM CO-OPERATIVE LIMITED is an AML/CFT reporting entity.
DE KLERK BUSINESS SERVICES LIMITED is an AML/CFT reporting entity.
KJ INTERACTIVE LIMITED is an AML reporting entity
Standard conditions for DI licences consultation paper
Submissions report: Proposed guidance on advertising offers, October 2021