Wealthpoint Limited
Wealthpoint are a licensed DIMS
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Example: "How do I apply for a financial institution licence?", "FMA Annual Report 2024"
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Wealthpoint are a licensed DIMS
Perpetual Trust Limited (FSP40361) is a licenced DIMS provider.
The Christchurch DIMS Seminar powerpoint provides information about: What is a DIMS; when is it DIMS; when it's not DIMS; an example of DIMS; types of DIMS; contingency DIMS requirements, client agreements, investment authorities, what AFAs should do; DIMS that aren't Contingency DIMS; what is considered personalised or Class?,; decisions for AFAs currently authorised for DIMS; licensing action; tips and fees.
Quick guide to licence applications for small businesses providing DIMS supplements our main licensing application guide. It outlines how a small business providing lower risk Discretionary Investment Management Services (DIMS) can approach an application for a DIMS licence under the Financial Markets Conduct Act 2013 (FMC Act)..
Following changes to the regulation of Discretionary Investment Management Services (DIMS) announced Monday 16 June, by Commerce Minister, Craig Foss, the Financial Markets Authority (FMA) has released a guide to help advisers and small businesses who want to apply for a licence to provide DIMS under the Financial Markets Conduct Act
Insights from our 2022-2024 monitoring of the Discretionary Investment Management Service (DIMS) sector
Standard licensing conditions for DIMS providers in New Zealand, covering governance, outsourcing, records, financials, and business continuity.
FMA seminar outlines definition of DIMS, DIMS types, licensing, contingency exemptions, and client agreement requirements for financial advisers.