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ASB Bank Limited

ASB Bank Limited, FSP29003 is a licensed Financial Institution.

ASB Bank

The FMA has filed civil proceedings against ASB Bank Limited for allegedly making false or misleading representations.

Financial Markets Conduct (Fonterra Shareholders’ Fund) Exemption Notice 2021

The Financial Markets Conduct (Fonterra Shareholders’ Fund) Exemption Notice 2021 provides relief for certain offers made in relation to the Fonterra Shareholders’ Fund (the Fund) on similar terms to the Financial Markets Conduct (Fonterra Shareholders’ Fund) Exemption Notice 2016. The notice is revoked on the earlier of: (a) the close of 31 October 2026; or (b) the date that the units in the Fund (Units) cease to be quoted on the NZX Main Board and the ASX.

ASB Group Investments Limited

ASB Group Investments Limited, FSP29024, is a licensed Managed Investment Scheme Manager.

ASB Bank Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary

ASB Bank Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary

ASB Bank Limited

ASB Bank Limited, FSP29003, is a licensed to provide Discretionary Investment Management Services (DIMS).

Settlement reached over ASB rural interest rate swaps

The Financial Markets Authority (FMA) has reached a settlement with ASB regarding the sale, promotion and marketing of interest rate swaps to some rural customers.

ASB COVERED BOND TRUSTEE LIMITED

ASB COVERED BOND TRUSTEE LIMITED is an AML reporting entity

Wei (Walker) Zhong and Lei (Regina) Ding - Judgment

High Court Judgment: Wei (Walker) Zhong and Lei (Regina) Ding have been found to have contravened the Financial Markets Conduct Act 2013 in relation to the trading of Oceania Natural Limited (ONL) shares.

Zhongyang (Sean) Meng and Jiashun (Sam) Qian - Judgment

JUDGMENT: Zhongyang (Sean) Meng and Jiashun (Sam) Qian have been ordered to pay pecuniary penalties of $180,000 and $130,000 respectively for market manipulation and disclosure breaches involving Oceania Natural Limited (ONL) shares.

ASB Bank Limited Waiver Notice

ASB Bank Limited Waiver Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary