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ADASTRA 2020 LIMITED

ADASTRA 2020 LIMITED is an AML reporting entity.

NEW ZEALAND FUNDS MANAGEMENT LIMITED

NEW ZEALAND FUNDS MANAGEMENT LIMITED is licensed to provide DIMS.

Fisher Funds Management Limited

Fisher Funds Management Limited, FSP38581, is licensed to provide Discretionary Investment Management Services (DIMS).

SBS Wealth

Funds Administration New Zealand Limited, FSP3961, is licensed to provide Discretionary Investment Management Services (DIMS).

Small DIMS providers benefit from reduced reporting requirements

The Financial Markets Authority (FMA) has provided smaller businesses that offer a Discretionary Investment Management Service (DIMS) relief from some financial reporting requirements.

FMA DIMS seminar presentation

The Christchurch DIMS Seminar powerpoint provides information about: What is a DIMS; when is it DIMS; when it's not DIMS; an example of DIMS; types of DIMS; contingency DIMS requirements, client agreements, investment authorities, what AFAs should do; DIMS that aren't Contingency DIMS; what is considered personalised or Class?,; decisions for AFAs currently authorised for DIMS; licensing action; tips and fees.

DIMS Sector Insights 2024

Insights from our 2022-2024 monitoring of the Discretionary Investment Management Service (DIMS) sector

Standard Conditions for DIMS

Standard licensing conditions for DIMS providers in New Zealand, covering governance, outsourcing, records, financials, and business continuity.

Proposed financial reporting exemptions for small and medium sized DIMS providers consultation paper

FMA consults on tiered exemptions from financial reporting for small and medium DIMS providers to reduce costs while maintaining oversight.

A Guide to the Financial Markets Conduct Act 2013 Reforms

This Guide explains the purposes of the Financial Markets Conduct (FMC) Act 2013 and how it fits in with other financial markets reforms. There is also a big picture view of the main reforms included in the FMC Act.