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FMA files market manipulation case for trading of STU shares

FMA files civil case against Franco Belgiorno-Nettis for alleged market manipulation of STU shares on NZX via ASB trading account.

ASB Bank Limited

ASB Bank Limited, FSP29003 is a licensed Financial Institution.

ASB Bank

The FMA has filed civil proceedings against ASB Bank Limited for allegedly making false or misleading representations.

FMA files proceedings against ASB for alleged fair dealing breaches

The FMA has filed civil proceedings against ASB Bank Limited for allegedly making false or misleading representations in relation to insurance products and banking services.

Financial Markets Conduct (Climate-related Disclosures – Commonwealth Bank of Australia New Zealand) Exemption Notice 2024

The Notice permits CBA to report only in relation to certain group members (CBA Group) and exempts CBA from reporting in relation to other group members (being ASB Holdings Limited and ASB Bank Limited and its subsidiaries) that are required otherwise to form part of the climate statements to be prepared for CBA’s New Zealand business under section 461ZB(3)(a) of the Act. With the exception of ASB Holdings Limited, the subsidiaries excluded from the CBA Group climate statements will be included in other climate statements pursuant to section 461ZA of the Act.

FMA files market manipulation case against Kok Ding Cheng for trading of Rua shares

FMA has filed High Court civil proceedings against Kok Ding Cheng, for alleged market manipulation of NZX-listed shares of Rua Bioscience Limited (RUA).

ASB Group Investments Limited

ASB Group Investments Limited, FSP29024, is a licensed Managed Investment Scheme Manager.

ASB Bank Limited

ASB Bank Limited, FSP29003, is a licensed to provide Discretionary Investment Management Services (DIMS).

Ethos Capital Limited

In liquidation

Auckland UniServices Limited

Auckland UniServices Limited is a KiwiSaver exempt employer

FINANCIAL SERVICES AUCKLAND LIMITED

FINANCIAL SERVICES AUCKLAND LIMITED is an AML/CFT reporting entity.

DECISIONMAKERS AUCKLAND LIMITED

DECISIONMAKERS AUCKLAND LIMITED is an AML reporting entity

ASB COVERED BOND TRUSTEE LIMITED

ASB COVERED BOND TRUSTEE LIMITED is an AML reporting entity

Wei (Walker) Zhong and Lei (Regina) Ding - Judgment

High Court Judgment: Wei (Walker) Zhong and Lei (Regina) Ding have been found to have contravened the Financial Markets Conduct Act 2013 in relation to the trading of Oceania Natural Limited (ONL) shares.