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Tiger Brokers (NZ) Limited

The Auckland High Court has ordered Tiger Brokers (NZ) Limited to pay $900,000 for breaching the Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT) Act 2009, in proceedings brought by the FMA.  

Tiger Brokers to pay $900,000 penalty for multiple AML/CFT Act breaches

The Auckland High Court has ordered Tiger Brokers (NZ) Limited to pay $900,000 for breaching the Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT) Act 2009 (the Act), in proceedings brought by the FMA.

FMA files court proceedings against Tiger Brokers, alleging AML/CFT Act breaches

We have filed civil High Court proceedings against Tiger Brokers for allegedly breaching the AML/CFT Act.

Tiger Fintech (NZ) Limited

Tiger Fintech (NZ) Limited is an AML/CFT reporting entity

Tiger Brokers DBG

Tiger Brokers DBG including: Tiger Brokers (NZ) Limited andTiger Fintech (NZ) Limited

FMA issues warning to Tiger Brokers and six firms for anti-money laundering breaches

The FMA has issued a formal warning to NZX-accredited broker Tiger Brokers (NZ) Limited for failing to have several adequate anti-money laundering protections in place.

Tiger Brokers (NZ) Limited

Tiger Brokers (NZ) Limited, formerly known as Top Capital Partners Limited, FSP473106, is an AML reporting entity.

Broker obligations

Broker obligations guidance note is based on the law as at January 2014, and is for brokers (as defined in the Financial Advisers Act 2008 (Act)). The focus of this guidance is on custody of client money and client property, and the key obligation of brokers to hold client money and client property on trust.

Tiger Brokers (NZ) Limited - Formal Warning

FMA issued a formal warning to NZX-accredited broker Tiger Brokers (NZ) Limited for failing to have several adequate anti-money laundering protections in place. 20 March 2020.