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BRIAN MAHONEY FINANCIAL SERVICES LIMITED

BRIAN MAHONEY FINANCIAL SERVICES LIMITED is an AML reporting entity.

Public warning –Brian (John) Ferguson

The Financial Markets Authority (FMA) has issued a public warning about Brian Ferguson, a registered financial adviser from Palmerston North.

Brian John Ferguson (FSP155185)

Mr Ferguson (FSP155185) contravened section 34 of the Financial Advisers Act 2008 (FA Act) by copying and pasting client signatures in insurance policy documents.

Kevin Charles Ferguson

Kevin Charles Ferguson, FSP481866, is a licensed Independent Trustee.

Brian Henry admits market manipulation

Brian Peter Henry has admitted all of the FMA's allegations that he breached the market manipulation prohibitions in the Securities Markets Act 1988. Read more.

FMA files first market manipulation case in New Zealand

FMA filed and served civil proceedings against Brian Peter Henry alleging market manipulation of shares in the NZX-listed Diligent Board Member Services. Read more.

FERGUSON ROBERTSON LIMITED

FERGUSON ROBERTSON LIMITED is an AML/CFT reporting entity.

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FMA Annual Report 2019

The FMA Annual Report 2019 details the results we have achieved against our stated intentions.