Page last updated: 09 September 2024

Media releases – 2019

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FMA publishes 2017 Audit Quality Report/directors’ guide

The FMA’s 2017 Audit Quality Report shows that since the FMA began these reviews in 2013, all audit firms now have systems and policies in place to deliver high-quality audits.

FMA releases KiwiSaver Tracker

The FMA KiwiSaver Tracker uses the information KiwiSaver providers give investors through their quarterly fund updates and via the Companies Office’s Disclose Register.

FMA urges investors to know scam warning signs

In October 2017 the FMA recorded the highest number of monthly calls about fraud, scams and cold calls for more than two years. Check before you invest.

Outcome of FMA investigation into Goldman Sachs NZ Ltd

The Financial Markets Authority (FMA) has concluded an investigation into certain trading activity by Goldman Sachs New Zealand LTD (GS). The GS investigation was prompted by concerns arising from an investigation into trading by Mark Warminger and Milford Asset Management. Read more.

FMA files Crimes Act charges against Steven Robertson

The FMA has filed criminal charges against Steven Robertson in the Auckland District Court under the Crimes Act 1961. Read more.

FMA commentary on ICOs and cryptocurrencies

Investors must understand the risks involved with cryptocurrencies and associated services before they invest. Read more.

The FMA and ASIC confirm trans-Tasman collaborative approach to fintech

The Financial Markets Authority (FMA) and the Australian Securities and Investment Commission (ASIC) have reaffirmed their commitment to collaboration and cooperation on the expanding opportunities in fintech and innovation.

FMA allows personalised robo-advice; applications open early 2018

The Financial Markets Authority (FMA) has decided to grant an exemption to enable personalised robo-advice and is publishing the responses to its earlier consultation. Read more.

Bank Bill Benchmark Rate guidance and overview published by FMA

The Financial Markets Authority (FMA) published today guidance on conduct and expected controls in relation to trading that sets the Bank Bill Benchmark Rate (BKBM) and closing rates. Alongside this, the FMA is also publishing an overview of BKBM and benchmarks, their purpose and how they are regulated.

FMA files insider trading charges

The FMA has filed criminal charges against an individual in the Auckland District Court alleging insider trading in contravention of the Securities Markets Act 1988. Read more.

KiwiSaver continues to grow - FMA continues to push providers on customer engagement

The FMA’s annual KiwiSaver report based on returns as at 31 March 2017 shows total assets were up $7 billion from $33.8 billion in 2016. Investment returns of $2.7 billion were more than double those of 2016, and are close to the previous record $3 billion, reported in 2015.

FMA welcomes World Investor Week and urges investors to use a licensed provider

The FMA is urging investors to become familiar with some home truths about the risks of investing with offshore, unlicensed providers as part of the first ever World Investor Week (2-8 October).

FMA publishes annual report 2017

The Financial Markets Authority (FMA) published its annual report today for the financial year ending June 30 2017. This highlights two key developments for the FMA; a Government review confirming increased funding and the IMF’s Financial System Stability Assessment.

FMA toughens approach to misuse of FSPR

The Financial Markets Authority’s report on the Financial Service Providers Register (FSPR) sets out its work to prevent the misuse of the FSPR between 2014 and 2017.

Prince & Partners admits failings as Viaduct Trustee, FMA recovers $4.5 million

Prince and Partners Trustee Company has admitted a series of failings in its role as trustee of Viaduct, a finance company that went into receivership in 2010. The civil proceedings brought by the FMA against Prince have been settled for $4.5 million. Read more.

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Media releases – 2019