Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.


Found 1400 results. Displaying page 7 of 94

  1. 5 July 2022

    Financial Markets Conduct Goodman Group Exemption Notice 2022 FINAL 28 June 2022

    The Financial Markets Conduct (Goodman Group) Exemption Notice 2022 provides relief for a five year period in relation to the offer of stapled securities to employees in New Zealand under an employee incentive scheme.
    Tags
    Exemptions, Business
    Type
    PDF, Exemption notice, Financial Markets Conduct Act exemptions, Current
  2. 23 June 2022

    Cyber Security and Operational Systems Resilience June 2022

    This information sheet assists market services licensees (excluding benchmark administrators) licensed under Part 6 of the Financial Markets Conduct Act 2013 (FMC Act) to enhance the resilience of their cyber and operational systems. While this information sheet is designed to apply to a broad range of sectors, entities with complex cyber security and operational systems should consider the specific technology requirements and obligations that apply to their sector.
    Tags
    Auditors, Authorised body under a FAP, Client money or property services provider, Crowdfunding providers, Cryptocurrencies, Directors, Derivative Issuer, Discretionary investment management scheme (DIMS), Offer disclosure for equity and debt offers, Financial Advice Provider, Financial Adviser, Financial market infrastructures, Interposed persons under new financial advice regime, Managed investment schemes, Market operator, Peer-to-peer lending service providers, Roles, Business
    Type
    PDF, Guidance
  3. 30 May 2022

    Stride Property Group Exemption Notice 2022

    The Financial Markets Conduct (Stride Property Group) Exemption Notice 2022 allows Stride Property Limited (SPL) and Stride Investment Management Limited Stride (SIML), as stapled entities (Stride Property Group), to prepare consolidated financial statements for the purposes of subpart 3 of Part 7 of the Financial Markets Conduct Act 2013 (the Act).
    Tags
    Exemptions, Business
    Type
    PDF
  4. 18 May 2022

    Value for Money Industry Report, May 2022

    FMA and Supervisor report for Managed Investment Scheme Managers and KiwiSaver Managers that covers FMA and Supervisor findings from the Value for Money implementation pilot;
    topics arising from Value for Money reviews meriting industry discussion; and next steps for embedding Value for Money reviews as business-as-usual.
    Tags
    Managed investment schemes, Supervisor, Reports and Papers, Roles, Business, News & Insights
    Type
    PDF