Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.


Found 1588 results. Displaying page 9 of 106

  1. 31 July 2023

    Standard 8 Settlement

    Standard 8 Settlement for designated Financial Market Infrastructures (FMIs).
    Tags
    Financial market infrastructures, Roles, Business
    Type
    PDF
  2. 31 July 2023

    Standard 9 Money settlements

    Standard 9 Money settlements for designated Financial Market Infrastructures (FMIs).
    Tags
    Financial market infrastructures, Roles, Business
    Type
    PDF
  3. 31 July 2023

    Standard 2 Governance

    Standard 2 Governance for designated Financial Market Infrastructures (FMIs).
    Tags
    Financial market infrastructures, Roles, Business
    Type
    PDF
  4. 31 July 2023

    Standard 20 FMI links

    Standard 20 FMI links for designated Financial Market Infrastructures (FMIs).
    Tags
    Financial market infrastructures, Roles, Business
    Type
    PDF
  5. 28 July 2023

    Presentation Scenario analysis in the CRD regime

    Presentation by the FMA - Scenario analysis in the Climate Related Disclosure regime.
    Tags
    Banking, Insurance Providers, Climate related disclosure, Financial Institutions, Climate Reporting Entities, Ways to invest, Investing, Roles, Business, Consumer, Managed investment schemes
    Type
    PDF
  6. 21 July 2023

    Licensing guide -Financial Institutions

    This guide is for businesses who are intending to apply for a financial institution licence.
    Tags
    Banking, Licensing & registration, Insurance Providers, Financial Institutions, Business
    Type
    PDF
  7. 12 July 2023

    Consultation paper Proposed standard condition on business continuity and technology systems

    Consultation on a proposed new business continuity and technology systems standard condition for managers of registered schemes (but not restricted schemes), DIMS providers, derivatives issuers, peer-to-peer lending providers and crowdfunding service providers.
    Tags
    Crowdfunding providers, Derivative Issuer, Discretionary investment management scheme (DIMS), Consultations, Peer to peer lending provider, Roles, Business, Managed investment schemes
    Type
    PDF
  8. 10 July 2023

    Consultation paper Climate related disclosures timing mismatch

    The FMA is consulting on a proposed exemption to exempt certain climate reporting entities from the requirement to include a link to their climate statements in their annual report for a 2-year period. Submissions close 7 August 2023.
    Tags
    Consultations, Climate related disclosure, Roles, Ethical finance, Financial Institutions, Managed Investment Schemes, Climate Reporting Entities, Business, Managed investment schemes
    Type
    PDF
  9. 7 July 2023

    Climate related disclosures implementation approach

    The Financial Sector (Climate-related Disclosures and Other Matters) Amendment Bill (CRD Bill) received Royal assent on 27 October 2021. This document briefly explains the Financial Sector (Climate-related Disclosures and Other Matters) Amendment Act 2021 (the CRD legislation) and outlines the Financial Markets Authority’s (FMA) implementation approach for the CRD regime over a period of approximately 4 years, through to 2025/26. It sets out the roles and responsibilities of the various government agencies, to help industry understand ‘who is doing what’ with regard to CRD.
    Tags
    Authorised body under a FAP, Client money or property services provider, Directors, Banking, Roles, Offer disclosure for equity and debt offers, Insurance Providers, Climate related disclosure, Financial Institutions, Climate Reporting Entities, Business, FMA
    Type
    PDF, Guidance
  10. 7 July 2023

    Feedback form Climate related disclosures timing mismatch Copy

    Feedback form Climate related disclosures timing mismatch.
    Tags
    Consultations, Climate related disclosure, Roles, Authorised body under a FAP, Ethical finance, Financial Institutions, Managed Investment Schemes, Climate Reporting Entities, Business, Managed investment schemes
    Type
    Word document