Financial Markets Conduct Catalist Public Market Issuer Rules 1/2025
Financial Markets Conduct (Catalist Public Market Issuer Rules) Approval of Rule Change Notice 1/2025
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Financial Markets Conduct (Catalist Public Market Issuer Rules) Approval of Rule Change Notice 1/2025
Financial Markets Conduct CIP Group Exemption Notice 2025
Statistics on Advisers OIA response
Adviser Investigations OIA response
Climate Reporting entities OIA response
FAP Monitoring Report OIA response
This document is for seeking the High Court’s opinion on how to interpret eligible investor rules under the FMC Act to guide FMA enforcement.
Official Information Act 1982 Request (OIA) – Request for Information Regarding Complaints and Correspondence Related to Binance and Affiliated Entities
FMA spend on courses OIA response
Government Bonds OIA response
Ministers Letter of Expectations OIA response
OIA request - all outstanding penalties owed to the FMA
FMA call centre OIA response
Complaints about ECNZ
Investigations against advisers claiming to be independent but also getting commissions