Document Library

Standard 15 General business risk for designated Financial Market Infrastructures (FMIs).

Standard 13 Participant default rules and procedures for designated Financial Market Infrastructures (FMIs).

Standard 11 Central securities depositories for designated Financial Market Infrastructures (FMIs).

Standard 14 Segregation for designated Financial Market Infrastructures (FMIs).

Standard 16 Custody and Investment Risks for designated Financial Market Infrastructures (FMIs).

Standard 12 Exchange of value settlement systems for designated Financial Market Infrastructures (FMIs).

FMA & RBNZ 2024 FMI Standards Guidance helps NZ FMIs meet legal, governance, risk, and compliance obligations.

FMA & RBNZ 2024 FMI Standards set rules for payment systems, settlement, risk, and governance under NZ's FMI Act.

FMA Outlook 2023/24

FMA & RBNZ outline 2023 guidance for overseas FMIs on NZ designation, standards, and regulatory equivalence conditions.

Presentation by the FMA - Scenario analysis in the Climate Related Disclosure regime.

FMA presentation on CoFI regime covers licensing, fair conduct programmes, sales incentives, and governance expectations for financial institutions.

FMA guide outlines 8 essential steps to apply for a financial institution licence under CoFI, including FCP setup and application tips.

FMA guide for applying for a financial institution licence under the CoFI regime, outlining requirements, Fair Conduct Programme, and process.

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