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Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1825 results. Displaying page 3 of 122

  1. 15 July 2025

    NZX Financial Product Market Licence - superseded version

    This superseded licence granted NZX Limited authority to operate NZSX, NZDX, NZAX, FSM, and the NZX Derivatives Market under the Financial Markets Conduct Act 2013, outlining conditions for compliance, enforcement, and FMA notification

  10. 25 June 2025

    Financial Conduct Report

    This report outlines financial regulatory priorities and conduct standards in New Zealand 2025.

  12. 18 June 2025

    NZX Obligations Review 2025

    This report provides information on the review of NZX undertaken for the period from 1 January to 31 December 2024 (referred to as the review period).