Document Library | Financial Markets Authority

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

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Monitoring visits - OIA reponse 202509

Monitoring visits - OIA reponse 202509

Roger Dickie - OIA response

Roger Dickie - OIA response

Private assets in managed funds

FMA report analysing private assets in New Zealand managed funds covering valuation practices, risks, and trends in MIS and KiwiSaver schemes.

FMA Investor Update Letter Chance Voight

FMA update on Chance Voight investigation covering liquidation actions investor risks asset orders and court proceedings

Use of the Wholesale Investor Exclusion - OIA response details

Use of the Wholesale Investor Exclusion - OIA response details

MAC Mortgages - OIA response

MAC Mortgages - OIA response

Use of the Wholesale Investor Exclusion - OIA response info

Use of the Wholesale Investor Exclusion - OIA response info

Southern Pacific Financial Group - OIA response

Southern Pacific Financial Group - OIA response

Finbase - OIA response

Finbase - OIA response

Staff resignations - OIA response

Staff resignations - OIA response

CRD disclosures - OIA response

CRD disclosures - OIA response

Operational resilience thematic findings and insights – derivatives issuers

Operational resilience thematic findings and insights – derivatives issuers

Enforcement penalty funds OIA response

Enforcement penalty funds - OIA response

Sterling House Trust - OIA response

Sterling House Trust - OIA response

Monitoring visits OIA response

Monitoring visits - OIA response

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