Document Library

Feedback form FMA scheme winding up guidance

Consultation feedback form: FMA scheme winding up guidance.

Consultation paper proposed guidance on scheme wind ups

FMA is considering guidance for Supervisors and (where there is no Supervisor) Managers of registered schemes on the requirements in section 212 (Initial steps in winding up of registered scheme) and section 213 (Winding-up report) of the Financial Markets Conduct Act 2013 (FMC Act).

Feedback form Liquidity risk management

Feedback form of Liquidity risk management draft guidance.

Consultation paper Proposed liquidity risk management guidance

Consultation: Proposed liquidity risk management guidance.

Catalist market operator obligations review 2023

Findings from the FMA’s review of how well Catalist is meeting its licensed market operator obligations, for the period 1 April 2022 to 31 March 2023.

Financial Reporting Council - MOURA

Financial Reporting Council Memorandum of Understanding of reciprocal arrangements (MOURA)

NZX Listing Rules Amendment Notice NZX Capital Raising settings amendments

KiwiSaver Annual Report 2023

The KiwiSaver Annual Report 2023 summarises our activities as a regulator relating to KiwiSaver during the reporting previous financial year.

Craigs Investment Partners Self Select Schemes levy waiver notification 2023

Craig's Investment Partners Self Select Schemes levy waiver issued by the FMA.

Supporting customers in financial difficulty FMA and Commerce Commission joint message September 2023

Supporting customers in financial difficulty – FMA and Commerce Commission joint message September 2023

Governance Thematic Review FMA and RBNZ

This publication reports on the findings from a joint review of 29 entities across the banking, insurance, non-bank deposit taking and investment management sectors to assist boards to meet their obligations and help drive good governance outcomes.