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This guidance note is for entities that have climate-related disclosure obligations under Part 7A of the Financial Markets Conduct Act 2013. It is intended to help climate reporting entities (CREs) meet their statutory requirement to keep proper climate-related disclosure records at all times.
Consultation feedback form: FMA scheme winding up guidance.
FMA is considering guidance for Supervisors and (where there is no Supervisor) Managers of registered schemes on the requirements in section 212 (Initial steps in winding up of registered scheme) and section 213 (Winding-up report) of the Financial Markets Conduct Act 2013 (FMC Act).
Feedback form of Liquidity risk management draft guidance.
Consultation: Proposed liquidity risk management guidance.
Findings from the FMA’s review of how well Catalist is meeting its licensed market operator obligations, for the period 1 April 2022 to 31 March 2023.
Financial Reporting Council Memorandum of Understanding of reciprocal arrangements (MOURA)
NZX Listing Rules Amendment Notice NZX Capital Raising settings amendments
The KiwiSaver Annual Report 2023 summarises our activities as a regulator relating to KiwiSaver during the reporting previous financial year.
Craig's Investment Partners Self Select Schemes levy waiver issued by the FMA.
Supporting customers in financial difficulty – FMA and Commerce Commission joint message September 2023
This publication reports on the findings from a joint review of 29 entities across the banking, insurance, non-bank deposit taking and investment management sectors to assist boards to meet their obligations and help drive good governance outcomes.
Explore KiwiSaver 2019 stats: $57B funds, 2.9M members, fees insights, and trends in 1st home and 65+ withdrawals.
Value for Money guidance
Audit staff