Document Library

FMA v Cheng Judgment

Read the full High Court judgment in the case of FMA v Cheng, outlining findings and penalties related to market manipulation and breaches of financial markets law in New Zealand.

Consumer Confidence Factsheet April 2025

Consumer Confidence Survey aims of gaining a better understanding of New Zealanders’ experiences with financial markets including investments, insurance, KiwiSaver, and financial markets regulation.

Key takeaways from the CrowdStrike event survey information sheet

This survey is to see how well financial service providers were prepared for and responded to the CrowdStrike incident.

Exemption Amendment Notice 2025 - Financial Markets Conduct (Climate related Disclosures Coöperatieve Rabobank U.A)

Financial Markets Conduct (Climate related Disclosures Coöperatieve Rabobank U.A) Exemption Amendment Notice 2025

AA Insurance proceedings

Official Information Act 1982 Request (OIA) – FMA v AA Insurance Limited NZHC 2869 [2024] Statement of Claim and Settlement Agreement

Understanding Fairness Paper

Request for literature references not included in our Occasional Paper: Understanding Fairness in Financial Services 2024

Submissions on Outcomes Focused consultation 2

Please note the attachments are very large so we can provide separately on request

Submissions on Outcomes Focused consultation 1

Please note the attachments are very large so we can provide separately on request

FMA hourly rate

Request on number of FMA employees paid under a certain hourly rate

FMA Levies

Requesting information on annual costs to licensed general insurers for FMA levies under FMA (Levies) Regulations 2012

FMA Spending

Details on Finance Ministers request to cut costs, staff reductions or restructure

Public Commentary by Board Chair

Fair conduct programme insights report

Insights from the FMA’s review of fair conduct programmes received from financial institutions ahead of the commencement of the CoFI regime.

Financial Markets Conduct (Vision Invest NZ Funds) Exemption Notice 2025

The Financial Markets Conduct (Vision Invest NZ Funds) Exemption Notice 2025 (Notice) exempts FundRock NZ Limited (FundRock) in respect of the Vision Income Fund (Fund) from certain disclosure provisions of Schedule 4 of the Financial Markets Conduct Regulations 2014 (the Regulations) relating to details being provided on Disclose Register about loans made by FundRock NZ Limited (FundRock) that are assets of the Fund. The exemption is subject to alternative disclosures being provided to investors.

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