Back

Search results

Found 1950 results. Displaying page 3 of 130

  3. 7 April 2025

    Research

    The FMA conducts a range of research annually to inform the work that we do. View our research reports on this research page.

  4. 7 April 2025

    Investment planning and financial advice

    The FMA talks about designing an investment plan and giving financial advice while meeting with your obligations under the Financial Markets Conduct (FMC) Act 2013.

  6. 7 April 2025

    Financial adviser

    To use the term Financial Adviser from the start of the new financial advice regime, you must be registered on the Financial Service Providers Register (FSPR) and engaged by a licensed financial advice provider (FAP) (or authorised body).　 Find out more about licensing, your ongoing obligations and duties and complying with the new Code of Professional Conduct; liabilities and enforcement and frequently asked questions on this page.

  7. 4 April 2025

    Fair conduct programme insights report

    Insights from the FMA’s review of fair conduct programmes received from financial institutions ahead of the commencement of the CoFI regime.

  8. 3 April 2025

    Financial Markets Conduct (Vision Invest NZ Funds) Exemption Notice 2025

    The Financial Markets Conduct (Vision Invest NZ Funds) Exemption Notice 2025 (Notice) exempts FundRock NZ Limited (FundRock) in respect of the Vision Income Fund (Fund) from certain disclosure provisions of Schedule 4 of the Financial Markets Conduct Regulations 2014 (the Regulations) relating to details being provided on Disclose Register about loans made by FundRock NZ Limited (FundRock) that are assets of the Fund. The exemption is subject to alternative disclosures being provided to investors.

  11. 2 April 2025

    Financial Advice Providers Regulatory Returns

    All licensed Financial Advice Providers are required to complete and submit an annual regulatory return. The regulatory return is a series of questions to obtain an up-to-date understanding of the nature, size and complexity of your financial advice provider service. This page provides you with information relevant to your annual regulatory return.

  12. 1 April 2025

    Document Library

    Explore the FMA’s document library for compliance tools, consultation papers, and governance resources.

  13. 31 March 2025

    Non-bank deposit takers

    You are entitled to fair treatment from your non-bank deposit taker. If you believe you have not been treated fairly, you can make a complaint directly to your non-bank deposit taker, or their dispute resolution scheme, where you can access free, fair, and independent dispute resolution.

  14. 31 March 2025

    Insurance

    When you buy insurance products, you have certain rights and your provider has obligations to make sure you're treated fairly and those products suit your needs. The FMA monitors both insurers and the financial advisers selling insurance products to ensure they are delivering those outcomes.

  15. 31 March 2025

    Banking

    The FMA regulates certain products that may be offered by banks (e.g. managed funds) to you. The FMA is interested in the overall conduct of banks. THe FMA does not have a direct legislative mandate for regulating the conduct of providers of core retail banking (such as lending, credit and bank accounts).