FINSOL FINANCIAL SERVICES LIMITED
FINSOL FINANCIAL SERVICES LIMITED is an AML/CFT reporting entity
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FINSOL FINANCIAL SERVICES LIMITED is an AML/CFT reporting entity
ACCORD INSURANCE BROKERS LIMITED is an AML reporting entity.
WARNING: finsroyal.com does not hold a derivative issuer licence and is not registered as a financial service provider in New Zealand
PROVINCIAL INSURANCE BROKERS LIMITED is an AML/CFT reporting entity.
COAST INSURANCE BROKERS LIMITED is an AML/CFT reporting entity.
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INSURED NZ BROKERS LIMITED is an AML/CFT reporting entity.
HIGH STREET INSURANCE BROKERS LIMITED is an AML/CFT reporting entity.
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Submissions report Guide for providers of client money or property services
This document is for providers of client money or property services and custodians. It gives guidance on how they can meet their obligations under the Financial Markets Conduct Act 2013.
The Bonds Guide provides investors with information on how to choose, buy and own bonds.
The focus of this guidance is on custody of client money and client property, and the key obligation of brokers to hold client money and client property on trust.