Back

Search results

Found 6560 results. Displaying page 194 of 438

  3. 28 July 2021

    FMA censures FoxPlan for providing and offering unpermitted financial advice services

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko – has formally censured Wellington-based financial services firm FoxPlan Ltd, after one of its nominated representatives provided services he was not permitted to give and other representatives offered services to clients they were not permitted to give.
    Tags
    Financial Adviser, Roles, Financial Advice Provider, Media release, Enforceable action, Business, News & Insights, Enforcement
    Type
    Page

  5. 27 July 2021

    FMA warns investors about scammers impersonating NZ derivatives issuer

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko – is warning investors to be wary of scammers impersonating New Zealand-based derivatives issuer Rockfort Markets Limited.
    Tags
    Media release, Derivative Issuer, Roles, Business, News & Insights, Scams
    Type
    Page

  6. 26 July 2021

    virtualonecunion.com

    We are concerned that virtualonecunion.com (the website) may be operating a scam. The website falsely claims to be regulated by the Financial Markets Authority and subject to New Zealand Law.
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  11. 26 July 2021

    AML/CFT enforcement action - OIA request

    OIAP response 26 July 2021 on AMLCFT enforcement action - Requesting information of the sum of AML/CFT enforcement action taken by the FMA
    Tags
    Type
    PDF, OIA

  13. 23 July 2021

    Mainland Capital DBG

    Mainland Capital DBG including: Mainland Capital Investment Management Limited, Mainland Capital Limited and MCGF Trustee Limited
    Tags
    AML/CFT, Roles, Designated Business Group (DBG), Business
    Type
    Page

  14. 23 July 2021

    Vivier and Company Limited

    Vivier and Company Limited
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  15. 22 July 2021

    New Zealand insurers – you’ve got a lot of work to do

    FMA Director of Banking and Insurance, Clare Bolingford talks about new conduct licensing regime that aims to improve fair treatment for customers.
    Tags
    FMA stories, Financial Advice Provider, Banking, Roles, Insurance Providers, Business, News & Insights
    Type
    Page